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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$53.2M
Cap. Flow
-$14M
Cap. Flow %
-2.08%
Top 10 Hldgs %
28.37%
Holding
745
New
6
Increased
115
Reduced
187
Closed
24

Top Buys

Rank Stock Value
1
BXSL icon
Blackstone Secured Lending
BXSL
+$2.56M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.66M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.08M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$418K
5
TMUS icon
T-Mobile US
TMUS
+$330K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
3
GLD icon
SPDR Gold Trust
GLD
+$1.46M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$759K
5
MSFT icon
Microsoft
MSFT
+$552K

Sector Composition

Rank Sector Weight
1 Technology 14.57%
2 Healthcare 10.91%
3 Financials 10.58%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXC icon
701
DXC Technology
DXC
$1.68B
$1.93K ﹤0.01%
79
– –
HP icon
702
Helmerich & Payne
HP
$3.36B
$1.74K ﹤0.01%
47
– –
ETG
703
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$1.58K ﹤0.01%
105
– –
UBSI icon
704
United Bankshares
UBSI
$6.57B
$1.57K ﹤0.01%
44
– –
VFC icon
705
VF Corp
VFC
$6.72B
$1.32K ﹤0.01%
44
– –
AAL icon
706
American Airlines Group
AAL
$9.9B
$1.2K ﹤0.01%
100
– –
CGC
707
Canopy Growth
CGC
$390M
$1.17K ﹤0.01%
43
– –
ALC icon
708
Alcon
ALC
$32.8B
$1.16K ﹤0.01%
20
– –
NJR icon
709
New Jersey Resources
NJR
$6.01B
$1.16K ﹤0.01%
30
– –
KYN icon
710
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
$1.1K ﹤0.01%
136
– –
HUN icon
711
Huntsman Corp
HUN
$2.06B
$1.05K ﹤0.01%
43
– –
SVC
712
Service Properties Trust
SVC
$1.08B
$1.04K ﹤0.01%
40
– –
ARKF icon
713
ARK Blockchain & Fintech Innovation ETF
ARKF
$742M
$954 ﹤0.01%
62
– –
AG icon
714
First Majestic Silver
AG
$8.01B
$762 ﹤0.01%
100
– –
NMAI icon
715
Nuveen Multi-Asset Income Fund
NMAI
$459M
$752 ﹤0.01%
66
– –
AAN
716
DELISTED
The Aaron's Company Inc
AAN
$729 ﹤0.01%
75
– –
PACW
717
DELISTED
PacWest Bancorp
PACW
$520 ﹤0.01%
23
– –
FMS icon
718
Fresenius Medical Care
FMS
$13.4B
$463 ﹤0.01%
33
– –
SFE
719
DELISTED
Safeguard Scientifics, Inc.
SFE
$433 ﹤0.01%
116
– –
SCHP icon
720
Schwab US TIPS ETF
SCHP
$16.3B
$363 ﹤0.01%
14
– –
ONL
721
Orion Office REIT
ONL
$150M
$324 ﹤0.01%
37
-32
-46% -$328
AEG icon
722
Aegon
AEG
$13.5B
– –
-16,878
Closed -$72.2K
ARKQ icon
723
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.9B
– –
-75
Closed -$3.76K
BIV icon
724
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-1,834
Closed -$142K
CBRL icon
725
Cracker Barrel
CBRL
$1.17B
– –
-172
Closed -$14.4K
26 27 28
29
30

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Trust held 745 positions worth $673M, down 7.3% from $727M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 4%. Caldwell Trust opened 6 new positions and exited 24, leaving the 745-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 18,194 shares worth $1.67M.
  • Caldwell Trust added most to Blackstone Secured Lending in Q3 2022, an estimated $2.56M increase.
  • Caldwell Trust's biggest Q3 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.76M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q3 2022, selling an estimated $255K.
  • Caldwell Trust's ten largest holdings make up 28% of its $673M portfolio in Q3 2022.
  • Caldwell Trust opened 6 new positions and closed 24 in Q3 2022.
  • Caldwell Trust's portfolio value fell 7.3% quarter-over-quarter to $673M.

Based on Caldwell Trust's 13F filing for Q3 2022, filed 1 Oct 2025.