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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+7.22%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$655M
AUM Growth
–
Cap. Flow
+$632M
Cap. Flow %
96.47%
Top 10 Hldgs %
24.38%
Holding
802
New
802
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.5M
2
AAPL icon
Apple
AAPL
+$19.3M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$16M
4
NEE icon
NextEra Energy
NEE
+$15.6M
5
HD icon
Home Depot
HD
+$14.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 11.89%
2 Financials 10.73%
3 Healthcare 9.5%
4 Industrials 8.84%
5 Consumer Discretionary 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDAY icon
701
Workday
WDAY
$39B
$8.22K ﹤0.01%
+50
New +$8.3K
APA icon
702
APA Corp
APA
$12.4B
$8.11K ﹤0.01%
+317
New +$7.17K
RBC icon
703
RBC Bearings
RBC
$18.1B
$7.92K ﹤0.01%
+50
New +$8.08K
DHI icon
704
D.R. Horton
DHI
$42.3B
$7.91K ﹤0.01%
+150
New +$8.01K
ARCC icon
705
Ares Capital
ARCC
$13.7B
$7.87K ﹤0.01%
+422
New +$7.83K
CLR
706
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$7.68K ﹤0.01%
+224
New +$6.95K
FHI icon
707
Federated Hermes
FHI
$4.51B
$7.4K ﹤0.01%
+227
New +$7.41K
ABB
708
DELISTED
ABB Ltd
ABB
$7.23K ﹤0.01%
+300
New +$6.43K
SNX icon
709
TD Synnex
SNX
$19.2B
$7.21K ﹤0.01%
+112
New +$6.76K
FVD icon
710
First Trust Value Line Dividend Fund
FVD
$8.51B
$7.21K ﹤0.01%
+200
New +$7.04K
INVX
711
Innovex International
INVX
$1.82B
$7.13K ﹤0.01%
+152
New +$6.96K
QUAD icon
712
Quad
QUAD
$435M
$7K ﹤0.01%
+1,500
New +$9.37K
JPC icon
713
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$7K ﹤0.01%
+669
New +$6.8K
PKW icon
714
Invesco BuyBack Achievers ETF
PKW
$1.72B
$6.9K ﹤0.01%
+100
New +$6.59K
CVM icon
715
CEL-SCI Corp
CVM
$20.4M
$6.86K ﹤0.01%
+25
New +$5.89K
DFE icon
716
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
$6.86K ﹤0.01%
+105
New +$6.31K
VTA
717
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6.78K ﹤0.01%
+597
New +$6.61K
CDK
718
DELISTED
CDK Global, Inc.
CDK
$6.73K ﹤0.01%
+123
New +$6.32K
HEI icon
719
HEICO Corp
HEI
$49.8B
$6.62K ﹤0.01%
+58
New +$7.14K
NFLX icon
720
Netflix
NFLX
$306B
$6.47K ﹤0.01%
+200
New +$5.93K
TWTR
721
DELISTED
Twitter, Inc.
TWTR
$6.41K ﹤0.01%
+200
New +$6.58K
NBB icon
722
Nuveen Taxable Municipal Income Fund
NBB
$445M
$6.38K ﹤0.01%
+292
New +$6.34K
DBD
723
DELISTED
Diebold Nixdorf Incorporated
DBD
$6.34K ﹤0.01%
+600
New +$5.33K
JQC icon
724
Nuveen Credit Strategies Income Fund
JQC
$704M
$6.25K ﹤0.01%
+815
New +$6.05K
FTS icon
725
Fortis
FTS
$30.1B
$6.23K ﹤0.01%
+150
New +$6.13K
27 28
29
30 31

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JAFL
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CNC
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MTCM
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AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q4 2019 Portfolio in Review

Q4 2019 is the first quarter with a 13F filing on record for Caldwell Trust, which disclosed 802 positions worth $655M. Its ten largest holdings account for 24% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 72,932 shares worth $23.5M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2019 buy was State Street SPDR S&P 500 ETF Trust: 72,932 shares worth $23.5M.
  • Caldwell Trust's ten largest holdings make up 24% of its $655M portfolio in Q4 2019.
  • Caldwell Trust disclosed 802 positions in Q4 2019, its first 13F filing on record.

Based on Caldwell Trust's 13F filing for Q4 2019, filed 6 Oct 2025.