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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+7.45%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$766M
AUM Growth
+$45.8M
Cap. Flow
+$25.1K
Cap. Flow %
0%
Top 10 Hldgs %
28.8%
Holding
794
New
66
Increased
140
Reduced
208
Closed
38

Top Buys

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$5.39M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.04M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.77M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.59M
5
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$1.49M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.68M
2
XOM icon
ExxonMobil
XOM
+$2.58M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$2.21M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.05M
5
PG icon
Procter & Gamble
PG
+$988K

Sector Composition

Rank Sector Weight
1 Technology 18.53%
2 Financials 11.09%
3 Healthcare 10.16%
4 Consumer Discretionary 8.84%
5 Industrials 7.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TOL icon
676
Toll Brothers
TOL
$14.4B
$4.59K ﹤0.01%
+58
New +$3.89K
NBB icon
677
Nuveen Taxable Municipal Income Fund
NBB
$449M
$4.58K ﹤0.01%
292
– –
IRBT
678
DELISTED
iRobot
IRBT
$4.53K ﹤0.01%
+100
New +$3.99K
TPR icon
679
Tapestry
TPR
$30.3B
$4.49K ﹤0.01%
+105
New +$4.37K
QTEC icon
680
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.41B
$4.42K ﹤0.01%
+30
New +$3.98K
CHPT icon
681
ChargePoint
CHPT
$137M
$4.39K ﹤0.01%
25
-25
-50% -$4.38K
JPC icon
682
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$4.33K ﹤0.01%
669
– –
KTF
683
DWS Municipal Income Trust
KTF
$344M
$4.3K ﹤0.01%
500
– –
VT icon
684
Vanguard Total World Stock ETF
VT
$76.3B
$4.27K ﹤0.01%
44
– –
WAB icon
685
Wabtec
WAB
$51.1B
$4.17K ﹤0.01%
38
– –
FDN icon
686
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$4.08K ﹤0.01%
+25
New +$3.75K
HOLX
687
DELISTED
Hologic
HOLX
$4.05K ﹤0.01%
50
– –
TRP icon
688
TC Energy
TRP
$70.6B
$4.04K ﹤0.01%
100
– –
KD icon
689
Kyndryl
KD
$2.95B
$4.04K ﹤0.01%
304
+67
+28% +$907
FXO icon
690
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$4.03K ﹤0.01%
+107
New +$3.94K
AIG icon
691
American International
AIG
$42.8B
$3.8K ﹤0.01%
66
– –
QUAD icon
692
Quad
QUAD
$435M
$3.76K ﹤0.01%
1,000
– –
VOD icon
693
Vodafone
VOD
$37.7B
$3.74K ﹤0.01%
396
-69
-15% -$725
UNM icon
694
Unum
UNM
$14B
$3.67K ﹤0.01%
77
– –
DWX icon
695
State Street SPDR S&P International Dividend ETF
DWX
$527M
$3.44K ﹤0.01%
+100
New +$3.49K
ASH icon
696
Ashland
ASH
$3.14B
$3.39K ﹤0.01%
+39
New +$3.6K
GEN icon
697
Gen Digital
GEN
$16.6B
$3.34K ﹤0.01%
180
+128
+246% +$2.24K
SPLV icon
698
Invesco S&P 500 Low Volatility ETF
SPLV
$7.3B
$3.33K ﹤0.01%
53
– –
BTI icon
699
British American Tobacco
BTI
$134B
$3.32K ﹤0.01%
100
-769
-88% -$26.3K
KMI icon
700
Kinder Morgan
KMI
$70.8B
$3.31K ﹤0.01%
192
-658
-77% -$11.2K
26 27
28
29 30

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q2 2023 Portfolio in Review

As of Q2 2023, Caldwell Trust held 794 positions worth $766M, up 6.4% from $721M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2023 filing shows 66 new, 140 increased, 208 reduced and 38 closed positions. Its largest new stake was Finward Bancorp: 39,392 shares worth $867K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $2.68M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q2 2023 buy was Finward Bancorp: 39,392 shares worth $867K.
  • Caldwell Trust added most to United Parcel Service in Q2 2023, an estimated $5.39M increase.
  • Caldwell Trust's biggest Q2 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.68M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q2 2023, selling an estimated $394K.
  • Caldwell Trust's ten largest holdings make up 29% of its $766M portfolio in Q2 2023.
  • Caldwell Trust opened 66 new positions and closed 38 in Q2 2023.
  • Caldwell Trust's portfolio value rose 6.4% quarter-over-quarter to $766M.

Based on Caldwell Trust's 13F filing for Q2 2023, filed 1 Oct 2025.