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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THG icon
676
Hanover Insurance
THG
$7.84B
$3.78K ﹤0.01%
28
– –
HOLX
677
DELISTED
Hologic
HOLX
$3.74K ﹤0.01%
50
– –
SLVM icon
678
Sylvamo
SLVM
$1.55B
$3.64K ﹤0.01%
75
– –
PAA icon
679
Plains All American Pipeline
PAA
$17.2B
$3.53K ﹤0.01%
+300
New +$3.55K
KD icon
680
Kyndryl
KD
$2.96B
$3.52K ﹤0.01%
317
-180
-36% -$1.81K
SPLV icon
681
Invesco S&P 500 Low Volatility ETF
SPLV
$7.3B
$3.39K ﹤0.01%
53
– –
VMO icon
682
Invesco Municipal Opportunity Trust
VMO
$654M
$3.37K ﹤0.01%
340
– –
UNM icon
683
Unum
UNM
$13.9B
$3.16K ﹤0.01%
77
– –
KEYS icon
684
Keysight
KEYS
$52.3B
$3.08K ﹤0.01%
18
– –
WDS icon
685
Woodside Energy
WDS
$42.2B
$3.05K ﹤0.01%
126
-108
-46% -$2.56K
BHF icon
686
Brighthouse Financial
BHF
$3.65B
$3.02K ﹤0.01%
59
– –
ORI icon
687
Old Republic International
ORI
$10.8B
$2.97K ﹤0.01%
123
– –
GVA icon
688
Granite Construction
GVA
$5.33B
$2.95K ﹤0.01%
+84
New +$2.75K
AVNS icon
689
Avanos Medical
AVNS
$2.76K ﹤0.01%
102
– –
DINO icon
690
HF Sinclair
DINO
$16.3B
$2.75K ﹤0.01%
53
– –
VYX icon
691
NCR Voyix
VYX
$1.18B
$2.69K ﹤0.01%
187
– –
VMEO
692
DELISTED
Vimeo
VMEO
$2.65K ﹤0.01%
771
– –
PRG icon
693
PROG Holdings
PRG
$1.81B
$2.53K ﹤0.01%
150
– –
DSU icon
694
BlackRock Debt Strategies Fund
DSU
$592M
$2.53K ﹤0.01%
275
– –
HP icon
695
Helmerich & Payne
HP
$3.29B
$2.33K ﹤0.01%
47
– –
NET icon
696
Cloudflare
NET
$94.4B
$2.26K ﹤0.01%
50
– –
ALK icon
697
Alaska Air
ALK
$5.41B
$2.15K ﹤0.01%
50
– –
DXC icon
698
DXC Technology
DXC
$1.77B
$2.09K ﹤0.01%
79
– –
PCG icon
699
PG&E
PCG
$39.4B
$2.03K ﹤0.01%
+125
New +$1.89K
MRO
700
DELISTED
Marathon Oil Corporation
MRO
$2K ﹤0.01%
+74
New +$2.15K
26 27
28
29 30

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.