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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$53.2M
Cap. Flow
-$14M
Cap. Flow %
-2.08%
Top 10 Hldgs %
28.37%
Holding
745
New
6
Increased
115
Reduced
187
Closed
24

Top Buys

Rank Stock Value
1
BXSL icon
Blackstone Secured Lending
BXSL
+$2.56M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.66M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.08M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$418K
5
TMUS icon
T-Mobile US
TMUS
+$330K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
3
GLD icon
SPDR Gold Trust
GLD
+$1.46M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$759K
5
MSFT icon
Microsoft
MSFT
+$552K

Sector Composition

Rank Sector Weight
1 Technology 14.57%
2 Healthcare 10.91%
3 Financials 10.58%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDC icon
676
Teradata
TDC
$2.8B
$3.57K ﹤0.01%
115
-58
-34% -$2.03K
VT icon
677
Vanguard Total World Stock ETF
VT
$75.9B
$3.47K ﹤0.01%
44
– –
HOLX
678
DELISTED
Hologic
HOLX
$3.23K ﹤0.01%
50
– –
AIG icon
679
American International
AIG
$42.8B
$3.13K ﹤0.01%
66
– –
VMO icon
680
Invesco Municipal Opportunity Trust
VMO
$651M
$3.1K ﹤0.01%
340
– –
VMEO
681
DELISTED
Vimeo
VMEO
$3.08K ﹤0.01%
771
– –
SPLV icon
682
Invesco S&P 500 Low Volatility ETF
SPLV
$7.33B
$3.06K ﹤0.01%
53
– –
UNM icon
683
Unum
UNM
$13.9B
$2.99K ﹤0.01%
77
– –
AA icon
684
Alcoa
AA
$11.6B
$2.86K ﹤0.01%
85
– –
DINO icon
685
HF Sinclair
DINO
$16.4B
$2.85K ﹤0.01%
53
– –
KEYS icon
686
Keysight
KEYS
$51.5B
$2.83K ﹤0.01%
18
– –
NET icon
687
Cloudflare
NET
$90.7B
$2.77K ﹤0.01%
50
– –
ORI icon
688
Old Republic International
ORI
$10.7B
$2.57K ﹤0.01%
123
– –
BHF icon
689
Brighthouse Financial
BHF
$3.64B
$2.56K ﹤0.01%
+59
New +$2.69K
QUAD icon
690
Quad
QUAD
$437M
$2.56K ﹤0.01%
1,000
– –
SLVM icon
691
Sylvamo
SLVM
$1.54B
$2.54K ﹤0.01%
75
-75
-50% -$2.85K
DSU icon
692
BlackRock Debt Strategies Fund
DSU
$590M
$2.45K ﹤0.01%
275
– –
HCSG icon
693
Healthcare Services Group
HCSG
$1.59B
$2.42K ﹤0.01%
200
– –
BZFD icon
694
BuzzFeed
BZFD
$99M
$2.39K ﹤0.01%
383
– –
PRG icon
695
PROG Holdings
PRG
$1.76B
$2.25K ﹤0.01%
150
– –
AVNS icon
696
Avanos Medical
AVNS
$2.22K ﹤0.01%
102
– –
VYX icon
697
NCR Voyix
VYX
$1.17B
$2.19K ﹤0.01%
187
-9
-5% -$165
TDOC icon
698
Teladoc Health
TDOC
$1.6B
$2.03K ﹤0.01%
80
-279
-78% -$9.79K
BABA icon
699
Alibaba
BABA
$273B
$2K ﹤0.01%
25
-50
-67% -$4.76K
ALK icon
700
Alaska Air
ALK
$5.29B
$1.96K ﹤0.01%
50
– –
26 27
28
29 30

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PTC
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SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Trust held 745 positions worth $673M, down 7.3% from $727M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 4%. Caldwell Trust opened 6 new positions and exited 24, leaving the 745-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 18,194 shares worth $1.67M.
  • Caldwell Trust added most to Blackstone Secured Lending in Q3 2022, an estimated $2.56M increase.
  • Caldwell Trust's biggest Q3 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.76M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q3 2022, selling an estimated $255K.
  • Caldwell Trust's ten largest holdings make up 28% of its $673M portfolio in Q3 2022.
  • Caldwell Trust opened 6 new positions and closed 24 in Q3 2022.
  • Caldwell Trust's portfolio value fell 7.3% quarter-over-quarter to $673M.

Based on Caldwell Trust's 13F filing for Q3 2022, filed 1 Oct 2025.