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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLR icon
676
First Solar
FSLR
$21.8B
$5.32K ﹤0.01%
61
– –
PRMW
677
DELISTED
Primo Water Corporation
PRMW
$5.29K ﹤0.01%
300
– –
CCI icon
678
Crown Castle
CCI
$33.1B
$5.22K ﹤0.01%
25
– –
CFG icon
679
Citizens Financial Group
CFG
$30.8B
$5.2K ﹤0.01%
110
– –
ZBH icon
680
Zimmer Biomet
ZBH
$18.5B
$5.08K ﹤0.01%
41
– –
AA icon
681
Alcoa
AA
$11.7B
$5.06K ﹤0.01%
85
– –
VT icon
682
Vanguard Total World Stock ETF
VT
$76.3B
$4.73K ﹤0.01%
44
-2
-4% -$213
WBD icon
683
Warner Bros
WBD
$64.2B
$4.71K ﹤0.01%
200
– –
VMO icon
684
Invesco Municipal Opportunity Trust
VMO
$653M
$4.7K ﹤0.01%
340
– –
TRP icon
685
TC Energy
TRP
$70.5B
$4.65K ﹤0.01%
100
– –
VFC icon
686
VF Corp
VFC
$7.16B
$4.47K ﹤0.01%
61
+44
+259% +$3.21K
IXC icon
687
iShares Global Energy ETF
IXC
$2.68B
$4.35K ﹤0.01%
+158
New +$4.48K
OTEX icon
688
Open Text
OTEX
$6.02B
$4.18K ﹤0.01%
88
– –
GER
689
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$4.17K ﹤0.01%
+405
New +$4.42K
QUAD icon
690
Quad
QUAD
$434M
$4K ﹤0.01%
1,000
– –
HOLX
691
DELISTED
Hologic
HOLX
$3.83K ﹤0.01%
50
-21
-30% -$1.54K
CGC
692
Canopy Growth
CGC
$377M
$3.75K ﹤0.01%
43
– –
AIG icon
693
American International
AIG
$42.9B
$3.75K ﹤0.01%
66
– –
OXY.WS icon
694
Occidental Petroleum Corp Warrants
OXY.WS
$30.1B
$3.75K ﹤0.01%
297
-18
-6% -$247
THG icon
695
Hanover Insurance
THG
$7.84B
$3.67K ﹤0.01%
28
– –
SPLV icon
696
Invesco S&P 500 Low Volatility ETF
SPLV
$7.28B
$3.64K ﹤0.01%
53
– –
HCSG icon
697
Healthcare Services Group
HCSG
$1.63B
$3.56K ﹤0.01%
200
– –
AVNS icon
698
Avanos Medical
AVNS
$3.54K ﹤0.01%
102
-2
-2% -$65
DSU icon
699
BlackRock Debt Strategies Fund
DSU
$592M
$3.22K ﹤0.01%
275
– –
ZM icon
700
Zoom
ZM
$26.8B
$3.13K ﹤0.01%
17
-2
-11% -$470
26 27
28
29 30

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.