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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRP icon
676
TC Energy
TRP
$70.4B
$4.81K ﹤0.01%
100
– –
PRMW
677
DELISTED
Primo Water Corporation
PRMW
$4.72K ﹤0.01%
300
– –
VT icon
678
Vanguard Total World Stock ETF
VT
$76.4B
$4.68K ﹤0.01%
46
– –
VMO icon
679
Invesco Municipal Opportunity Trust
VMO
$655M
$4.66K ﹤0.01%
340
– –
RUN icon
680
Sunrun
RUN
$2.33B
$4.4K ﹤0.01%
100
– –
CCI icon
681
Crown Castle
CCI
$33.7B
$4.33K ﹤0.01%
25
-5
-17% -$967
OTEX icon
682
Open Text
OTEX
$5.97B
$4.29K ﹤0.01%
88
– –
QUAD icon
683
Quad
QUAD
$433M
$4.25K ﹤0.01%
1,000
-500
-33% -$2.06K
F icon
684
Ford
F
$58.9B
$4.25K ﹤0.01%
300
– –
AA icon
685
Alcoa
AA
$11.7B
$4.16K ﹤0.01%
85
+58
+215% +$2.45K
OXY.WS icon
686
Occidental Petroleum Corp Warrants
OXY.WS
$30.1B
$3.73K ﹤0.01%
315
-50
-14% -$538
THG icon
687
Hanover Insurance
THG
$7.81B
$3.63K ﹤0.01%
28
– –
AIG icon
688
American International
AIG
$42.6B
$3.62K ﹤0.01%
66
– –
NOVA
689
DELISTED
Sunnova Energy
NOVA
$3.29K ﹤0.01%
100
– –
AVNS icon
690
Avanos Medical
AVNS
$3.25K ﹤0.01%
104
– –
SPLV icon
691
Invesco S&P 500 Low Volatility ETF
SPLV
$7.3B
$3.23K ﹤0.01%
53
– –
DSU icon
692
BlackRock Debt Strategies Fund
DSU
$592M
$3.17K ﹤0.01%
275
– –
BNDX icon
693
Vanguard Total International Bond ETF
BNDX
$82.3B
$3.08K ﹤0.01%
54
-176
-77% -$10.1K
ARKF icon
694
ARK Blockchain & Fintech Innovation ETF
ARKF
$747M
$3.06K ﹤0.01%
62
– –
ALK icon
695
Alaska Air
ALK
$5.49B
$2.93K ﹤0.01%
50
– –
ORI icon
696
Old Republic International
ORI
$10.7B
$2.85K ﹤0.01%
123
– –
INGN icon
697
Inogen
INGN
$174M
$2.84K ﹤0.01%
66
– –
DXC icon
698
DXC Technology
DXC
$1.75B
$2.65K ﹤0.01%
79
– –
XIFR
699
XPLR Infrastructure LP
XIFR
$1.1B
$2.34K ﹤0.01%
31
– –
ETG
700
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$2.23K ﹤0.01%
105
– –
26 27
28
29 30

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.