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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNS icon
676
Avanos Medical
AVNS
$4.55K ﹤0.01%
104
– –
VMO icon
677
Invesco Municipal Opportunity Trust
VMO
$653M
$4.48K ﹤0.01%
340
– –
VT icon
678
Vanguard Total World Stock ETF
VT
$76.3B
$4.47K ﹤0.01%
46
– –
TDC icon
679
Teradata
TDC
$2.75B
$4.39K ﹤0.01%
114
– –
VYX icon
680
NCR Voyix
VYX
$1.19B
$4.33K ﹤0.01%
186
– –
OTEX icon
681
Open Text
OTEX
$6.02B
$4.2K ﹤0.01%
88
– –
EWZ icon
682
iShares MSCI Brazil ETF
EWZ
$9.13B
$4.18K ﹤0.01%
125
– –
GER
683
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$3.92K ﹤0.01%
+405
New +$3.64K
ZM icon
684
Zoom
ZM
$26.8B
$3.85K ﹤0.01%
+12
New +$4.42K
OXY.WS icon
685
Occidental Petroleum Corp Warrants
OXY.WS
$30.1B
$3.75K ﹤0.01%
315
-12
-4% -$135
THG icon
686
Hanover Insurance
THG
$7.84B
$3.63K ﹤0.01%
28
– –
INGN icon
687
Inogen
INGN
$174M
$3.47K ﹤0.01%
66
– –
ALK icon
688
Alaska Air
ALK
$5.42B
$3.46K ﹤0.01%
50
– –
VAR
689
DELISTED
Varian Medical Systems, Inc.
VAR
$3.35K ﹤0.01%
19
– –
DSU icon
690
BlackRock Debt Strategies Fund
DSU
$592M
$3.02K ﹤0.01%
275
– –
WAB icon
691
Wabtec
WAB
$51.7B
$2.69K ﹤0.01%
34
– –
SPG icon
692
Simon Property Group
SPG
$76.8B
$2.5K ﹤0.01%
22
– –
DXC icon
693
DXC Technology
DXC
$1.76B
$2.47K ﹤0.01%
79
– –
FMS icon
694
Fresenius Medical Care
FMS
$13.3B
$2.43K ﹤0.01%
66
– –
AAL icon
695
American Airlines Group
AAL
$10.2B
$2.39K ﹤0.01%
100
– –
AZN icon
696
AstraZeneca
AZN
$267B
$2.34K ﹤0.01%
24
– –
XIFR
697
XPLR Infrastructure LP
XIFR
$1.11B
$2.26K ﹤0.01%
+31
New +$2.38K
HE icon
698
Hawaiian Electric Industries
HE
$2.28B
$2.22K ﹤0.01%
50
– –
ETG
699
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$2K ﹤0.01%
105
– –
AAN
700
DELISTED
The Aaron's Company Inc
AAN
$1.93K ﹤0.01%
75
– –
26 27
28
29 30

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.