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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDB icon
676
HDFC Bank
HDB
$123B
$6.09K ﹤0.01%
268
– –
FVD icon
677
First Trust Value Line Dividend Fund
FVD
$8.48B
$6.06K ﹤0.01%
200
– –
TWTR
678
DELISTED
Twitter, Inc.
TWTR
$5.96K ﹤0.01%
200
– –
YUMC icon
679
Yum China
YUMC
$15.6B
$5.77K ﹤0.01%
120
– –
OLN icon
680
Olin
OLN
$2.47B
$5.75K ﹤0.01%
500
– –
PKW icon
681
Invesco BuyBack Achievers ETF
PKW
$1.73B
$5.74K ﹤0.01%
100
– –
MTD icon
682
Mettler-Toledo International
MTD
$28B
$5.64K ﹤0.01%
7
– –
DHI icon
683
D.R. Horton
DHI
$42.3B
$5.54K ﹤0.01%
100
– –
JPC icon
684
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$5.51K ﹤0.01%
669
– –
KTF
685
DWS Municipal Income Trust
KTF
$348M
$5.4K ﹤0.01%
500
– –
FHI icon
686
Federated Hermes
FHI
$4.55B
$5.38K ﹤0.01%
227
– –
VTA
687
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.31K ﹤0.01%
597
– –
K
688
DELISTED
Kellanova
K
$5.29K ﹤0.01%
85
– –
XYZ
689
Block Inc
XYZ
$49.2B
$5.25K ﹤0.01%
50
– –
CWST icon
690
Casella Waste Systems
CWST
$5.71B
$5.21K ﹤0.01%
100
– –
GNTX icon
691
Gentex
GNTX
$5.05B
$5.15K ﹤0.01%
200
– –
ET icon
692
Energy Transfer Partners
ET
$68.5B
$4.95K ﹤0.01%
695
-13,568
-95% -$101K
HCSG icon
693
Healthcare Services Group
HCSG
$1.58B
$4.89K ﹤0.01%
200
– –
QUAD icon
694
Quad
QUAD
$434M
$4.88K ﹤0.01%
1,500
– –
JQC icon
695
Nuveen Credit Strategies Income Fund
JQC
$704M
$4.76K ﹤0.01%
815
– –
INGN icon
696
Inogen
INGN
$174M
$4.69K ﹤0.01%
132
– –
INVX
697
Innovex International
INVX
$1.82B
$4.53K ﹤0.01%
152
– –
DBEF icon
698
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
$4.41K ﹤0.01%
146
– –
ICLR icon
699
Icon
ICLR
$13.9B
$4.38K ﹤0.01%
26
– –
MRO
700
DELISTED
Marathon Oil Corporation
MRO
$4.33K ﹤0.01%
708
– –
26 27
28
29 30

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JAFL
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.