We are live on ! Find out more
CT

Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.54%
2 Technology 18.34%
3 Financials 11.44%
4 Healthcare 10.61%
5 Consumer Discretionary 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRSP icon
651
CRISPR Therapeutics
CRSP
$5.54B
$4.54K ﹤0.01%
100
– –
QTEC icon
652
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.59B
$4.36K ﹤0.01%
30
– –
IPG
653
DELISTED
Interpublic Group of Companies
IPG
$4.27K ﹤0.01%
149
– –
NBB icon
654
Nuveen Taxable Municipal Income Fund
NBB
$436M
$4.24K ﹤0.01%
292
– –
JPC icon
655
Nuveen Preferred & Income Opportunities Fund
JPC
$2.68B
$4.24K ﹤0.01%
669
– –
HIW icon
656
Highwoods Properties
HIW
$3.4B
$4.12K ﹤0.01%
200
– –
VT icon
657
Vanguard Total World Stock ETF
VT
$81.2B
$4.1K ﹤0.01%
44
– –
FXO icon
658
First Trust Financials AlphaDEX Fund
FXO
$1.09B
$4.05K ﹤0.01%
107
– –
AIG icon
659
American International
AIG
$39.6B
$4K ﹤0.01%
66
– –
FDN icon
660
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$3.99K ﹤0.01%
25
– –
KD icon
661
Kyndryl
KD
$2.82B
$3.87K ﹤0.01%
256
-48
-16% -$712
KTF
662
DWS Municipal Income Trust
KTF
$328M
$3.85K ﹤0.01%
500
– –
WAB icon
663
Wabtec
WAB
$47.1B
$3.83K ﹤0.01%
36
-2
-5% -$223
IRBT
664
DELISTED
iRobot
IRBT
$3.79K ﹤0.01%
100
– –
UNM icon
665
Unum
UNM
$15.1B
$3.79K ﹤0.01%
77
– –
VOD icon
666
Vodafone
VOD
$40.5B
$3.75K ﹤0.01%
396
– –
TRP icon
667
TC Energy
TRP
$64.2B
$3.44K ﹤0.01%
100
– –
ORI icon
668
Old Republic International
ORI
$9.78B
$3.31K ﹤0.01%
123
– –
RMD icon
669
ResMed
RMD
$33B
$3.25K ﹤0.01%
22
– –
KMI icon
670
Kinder Morgan
KMI
$69.7B
$3.18K ﹤0.01%
192
– –
BTI icon
671
British American Tobacco
BTI
$121B
$3.14K ﹤0.01%
100
– –
SPLV icon
672
Invesco S&P 500 Low Volatility ETF
SPLV
$7.05B
$3.12K ﹤0.01%
53
– –
VYX icon
673
NCR Voyix
VYX
$958M
$3.1K ﹤0.01%
187
– –
XYZ
674
Block Inc
XYZ
$45.9B
$3.05K ﹤0.01%
69
– –
DINO icon
675
HF Sinclair
DINO
$20.7B
$3.02K ﹤0.01%
53
– –
25 26
27
28 29

Similar funds

CA
Continuum Advisory Eagle, Idaho $1.24B AUM 30.12% 1-Year Est. Return
RPC
Rossmore Private Capital Glastonbury, Connecticut $1.24B AUM 28.92% 1-Year Est. Return
APM
a16z Perennial Management Menlo Park, California $1.24B AUM 7.36% 1-Year Est. Return
FNT
First Nebraska Trust Lincoln, Nebraska $1.24B AUM 30.06% 1-Year Est. Return
SPC
Spirepoint Private Client Vero Beach, Florida $1.23B AUM 30.73% 1-Year Est. Return
LTAS
Linden Thomas Advisory Services Charlotte, North Carolina $1.24B AUM 47.37% 1-Year Est. Return
KA
Kintegral Advisory New York $1.23B AUM 40.07% 1-Year Est. Return
USAA
United Services Automobile Association San Antonio, Texas $1.24B AUM 2.91% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 24% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.