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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRSP icon
651
CRISPR Therapeutics
CRSP
$4.59B
$4.54K ﹤0.01%
100
– –
QTEC icon
652
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.38B
$4.36K ﹤0.01%
30
– –
IPG
653
DELISTED
Interpublic Group of Companies
IPG
$4.27K ﹤0.01%
149
– –
NBB icon
654
Nuveen Taxable Municipal Income Fund
NBB
$447M
$4.24K ﹤0.01%
292
– –
JPC icon
655
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$4.24K ﹤0.01%
669
– –
HIW icon
656
Highwoods Properties
HIW
$3.71B
$4.12K ﹤0.01%
200
– –
VT icon
657
Vanguard Total World Stock ETF
VT
$76.1B
$4.1K ﹤0.01%
44
– –
FXO icon
658
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$4.05K ﹤0.01%
107
– –
AIG icon
659
American International
AIG
$42.7B
$4K ﹤0.01%
66
– –
FDN icon
660
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
$3.99K ﹤0.01%
25
– –
KD icon
661
Kyndryl
KD
$2.95B
$3.87K ﹤0.01%
256
-48
-16% -$712
KTF
662
DWS Municipal Income Trust
KTF
$348M
$3.85K ﹤0.01%
500
– –
WAB icon
663
Wabtec
WAB
$51B
$3.83K ﹤0.01%
36
-2
-5% -$223
IRBT
664
DELISTED
iRobot
IRBT
$3.79K ﹤0.01%
100
– –
UNM icon
665
Unum
UNM
$14B
$3.79K ﹤0.01%
77
– –
VOD icon
666
Vodafone
VOD
$37.4B
$3.75K ﹤0.01%
396
– –
TRP icon
667
TC Energy
TRP
$70.9B
$3.44K ﹤0.01%
100
– –
ORI icon
668
Old Republic International
ORI
$10.7B
$3.31K ﹤0.01%
123
– –
RMD icon
669
ResMed
RMD
$30.2B
$3.25K ﹤0.01%
22
– –
KMI icon
670
Kinder Morgan
KMI
$71.1B
$3.18K ﹤0.01%
192
– –
BTI icon
671
British American Tobacco
BTI
$135B
$3.14K ﹤0.01%
100
– –
SPLV icon
672
Invesco S&P 500 Low Volatility ETF
SPLV
$7.34B
$3.12K ﹤0.01%
53
– –
VYX icon
673
NCR Voyix
VYX
$1.18B
$3.1K ﹤0.01%
187
– –
XYZ
674
Block Inc
XYZ
$48.7B
$3.05K ﹤0.01%
69
– –
DINO icon
675
HF Sinclair
DINO
$16.2B
$3.02K ﹤0.01%
53
– –
25 26
27
28 29

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.