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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALC icon
651
Alcon
ALC
$33.7B
$6.66K ﹤0.01%
113
– –
FHI icon
652
Federated Hermes
FHI
$4.59B
$6.56K ﹤0.01%
227
– –
VTA
653
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$6.41K ﹤0.01%
597
– –
JPC icon
654
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$6.36K ﹤0.01%
669
– –
CRWD icon
655
CrowdStrike
CRWD
$185B
$6.36K ﹤0.01%
+120
New +$4.68K
CWST icon
656
Casella Waste Systems
CWST
$5.79B
$6.2K ﹤0.01%
100
– –
FSLR icon
657
First Solar
FSLR
$21.8B
$6.03K ﹤0.01%
61
– –
WBD icon
658
Warner Bros
WBD
$64.2B
$6.02K ﹤0.01%
200
– –
KTF
659
DWS Municipal Income Trust
KTF
$346M
$5.82K ﹤0.01%
500
– –
QUAD icon
660
Quad
QUAD
$434M
$5.73K ﹤0.01%
1,500
– –
ARKQ icon
661
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
$5.72K ﹤0.01%
+75
New +$4.96K
HAL icon
662
Halliburton
HAL
$26.1B
$5.67K ﹤0.01%
300
– –
STOR
663
DELISTED
STORE Capital Corporation
STOR
$5.64K ﹤0.01%
166
– –
OXY icon
664
Occidental Petroleum
OXY
$53.6B
$5.63K ﹤0.01%
325
-214
-40% -$2.94K
HCSG icon
665
Healthcare Services Group
HCSG
$1.63B
$5.62K ﹤0.01%
200
– –
CNXC icon
666
Concentrix
CNXC
$1.55B
$5.53K ﹤0.01%
+56
New +$5.6K
VNT icon
667
Vontier
VNT
$4.62B
$5.34K ﹤0.01%
+160
New +$4.94K
ICLR icon
668
Icon
ICLR
$13.9B
$5.07K ﹤0.01%
26
– –
K
669
DELISTED
Kellanova
K
$4.98K ﹤0.01%
85
– –
DBEF icon
670
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.16B
$4.91K ﹤0.01%
146
– –
DCI icon
671
Donaldson
DCI
$11.1B
$4.81K ﹤0.01%
86
– –
CCI icon
672
Crown Castle
CCI
$33.1B
$4.78K ﹤0.01%
30
-415
-93% -$67.3K
AVNS icon
673
Avanos Medical
AVNS
$4.77K ﹤0.01%
104
– –
PRMW
674
DELISTED
Primo Water Corporation
PRMW
$4.7K ﹤0.01%
300
– –
EWZ icon
675
iShares MSCI Brazil ETF
EWZ
$9.13B
$4.63K ﹤0.01%
125
– –
25 26
27
28 29

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.