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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Miscellaneous 26.91%
2 Technology 14.84%
3 Healthcare 10.11%
4 Consumer Discretionary 9.7%
5 Financials 9.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXAS
651
DELISTED
Exact Sciences
EXAS
$8.69K ﹤0.01%
100
– –
EV
652
DELISTED
Eaton Vance Corp.
EV
$8.49K ﹤0.01%
220
– –
WDR
653
DELISTED
Waddell & Reed Financial, Inc.
WDR
$8.45K ﹤0.01%
545
– –
DAL icon
654
Delta Air Lines
DAL
$52.2B
$8.41K ﹤0.01%
300
-1,000
-77% -$25.4K
EVX icon
655
VanEck Environmental Services ETF
EVX
$97.5M
$8.37K ﹤0.01%
450
– –
ACA icon
656
Arcosa
ACA
$7.14B
$8.1K ﹤0.01%
192
– –
FSFG
657
DELISTED
First Savings Financial Group
FSFG
$8.02K ﹤0.01%
+555
New +$7.92K
ABMD
658
DELISTED
Abiomed Inc
ABMD
$7.97K ﹤0.01%
33
– –
HBI
659
DELISTED
Hanesbrands
HBI
$7.9K ﹤0.01%
700
-536
-43% -$5.36K
TXRH icon
660
Texas Roadhouse
TXRH
$10.9B
$7.89K ﹤0.01%
150
– –
HAL icon
661
Halliburton
HAL
$28.4B
$7.79K ﹤0.01%
600
– –
AMG icon
662
Affiliated Managers Group
AMG
$9.11B
$7.46K ﹤0.01%
100
– –
VOD icon
663
Vodafone
VOD
$40.5B
$7.4K ﹤0.01%
464
– –
CRSP icon
664
CRISPR Therapeutics
CRSP
$5.54B
$7.35K ﹤0.01%
100
– –
DCOM icon
665
Dime Commercial Bancshares
DCOM
$1.79B
$7.31K ﹤0.01%
320
– –
IR icon
666
Ingersoll Rand
IR
$28.2B
$7.23K ﹤0.01%
257
– –
CGC
667
Canopy Growth
CGC
$397M
$6.95K ﹤0.01%
43
– –
CODI icon
668
Compass Diversified
CODI
$834M
$6.9K ﹤0.01%
400
– –
AAN.A
669
DELISTED
The Aaron's Company Inc Class A
AAN.A
$6.81K ﹤0.01%
150
– –
ABB
670
DELISTED
ABB Ltd
ABB
$6.77K ﹤0.01%
300
– –
SNX icon
671
TD Synnex
SNX
$21.1B
$6.71K ﹤0.01%
112
– –
RBC icon
672
RBC Bearings
RBC
$15.7B
$6.7K ﹤0.01%
50
– –
BIPC icon
673
Brookfield Infrastructure
BIPC
$4.45B
$6.6K ﹤0.01%
+218
New +$6.33K
NBB icon
674
Nuveen Taxable Municipal Income Fund
NBB
$436M
$6.27K ﹤0.01%
292
– –
ARCC icon
675
Ares Capital
ARCC
$14.1B
$6.1K ﹤0.01%
422
– –
25 26
27
28 29

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Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, down from 28% a quarter earlier, followed by Technology and Healthcare.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.