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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+6.84%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$952M
AUM Growth
+$48.6M
Cap. Flow
-$5.9M
Cap. Flow %
-0.62%
Top 10 Hldgs %
31.2%
Holding
728
New
38
Increased
134
Reduced
216
Closed
25

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.15M
2
META icon
Meta Platforms (Facebook)
META
+$914K
3
NVO
Novo Nordisk
NVO
+$909K
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$896K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$746K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$3.08M
2
BXSL icon
Blackstone Secured Lending
BXSL
+$1.41M
3
ZTS icon
Zoetis
ZTS
+$733K
4
HD icon
Home Depot
HD
+$703K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$651K

Sector Composition

Rank Sector Weight
1 Technology 21.29%
2 Financials 11.45%
3 Healthcare 9.61%
4 Consumer Discretionary 8.23%
5 Industrials 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIOV icon
626
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.86B
$7.4K ﹤0.01%
80
– –
TAP icon
627
Molson Coors Class B
TAP
$8.04B
$7.19K ﹤0.01%
125
– –
SCHP icon
628
Schwab US TIPS ETF
SCHP
$16.3B
$6.97K ﹤0.01%
260
– –
AOM icon
629
iShares Core Moderate Allocation ETF
AOM
$1.75B
$6.95K ﹤0.01%
154
– –
FXL icon
630
First Trust Technology AlphaDEX Fund
FXL
$2.43B
$6.93K ﹤0.01%
50
– –
SNX icon
631
TD Synnex
SNX
$19.2B
$6.72K ﹤0.01%
56
– –
POCT icon
632
Innovator US Equity Power Buffer ETF October
POCT
$957M
$6.66K ﹤0.01%
171
– –
PBD icon
633
Invesco Global Clean Energy ETF
PBD
$180M
$6.64K ﹤0.01%
474
– –
ILCV icon
634
iShares Morningstar Value ETF
ILCV
$1.32B
$6.58K ﹤0.01%
80
– –
PJUL icon
635
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$6.56K ﹤0.01%
162
– –
WAB icon
636
Wabtec
WAB
$51B
$6.54K ﹤0.01%
36
– –
PJAN icon
637
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$6.53K ﹤0.01%
158
– –
WBD icon
638
Warner Bros
WBD
$64.1B
$6.51K ﹤0.01%
789
– –
HMC icon
639
Honda
HMC
$39.1B
$6.5K ﹤0.01%
+205
New +$6.5K
PAPR icon
640
Innovator US Equity Power Buffer ETF April
PAPR
$949M
$6.36K ﹤0.01%
177
– –
AZN icon
641
AstraZeneca
AZN
$268B
$6.31K ﹤0.01%
+41
New +$6.62K
SMCI icon
642
Super Micro Computer
SMCI
$18B
$6.25K ﹤0.01%
+150
New +$9.13K
TDY icon
643
Teledyne Technologies
TDY
$29.8B
$6.13K ﹤0.01%
14
– –
PFFD icon
644
Global X US Preferred ETF
PFFD
$2.14B
$6.05K ﹤0.01%
291
-209
-42% -$4.21K
LUV icon
645
Southwest Airlines
LUV
$22B
$5.93K ﹤0.01%
+200
New +$5.54K
QTEC icon
646
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.38B
$5.74K ﹤0.01%
30
– –
FXO icon
647
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$5.47K ﹤0.01%
107
– –
RMD icon
648
ResMed
RMD
$30.3B
$5.37K ﹤0.01%
22
– –
VT icon
649
Vanguard Total World Stock ETF
VT
$76.2B
$5.27K ﹤0.01%
44
– –
USO icon
650
United States Oil Fund
USO
$2.06B
$5.24K ﹤0.01%
75
– –
24 25
26
27 28

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SL
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JAFL
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C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2024 Portfolio in Review

As of Q3 2024, Caldwell Trust held 728 positions worth $952M, up 5.4% from $904M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q3 2024 filing shows 38 new, 134 increased, 216 reduced and 25 closed positions. Its largest new stake was Vanguard Financials ETF: 1,146 shares worth $126K. The largest sale was NVIDIA, an estimated $3.08M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2024 buy was Vanguard Financials ETF: 1,146 shares worth $126K.
  • Caldwell Trust added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2024, an estimated $1.15M increase.
  • Caldwell Trust's biggest Q3 2024 reduction was NVIDIA, cutting an estimated $3.08M.
  • Caldwell Trust fully exited Progressive in Q3 2024, selling an estimated $252K.
  • Caldwell Trust's ten largest holdings make up 31% of its $952M portfolio in Q3 2024.
  • Caldwell Trust opened 38 new positions and closed 25 in Q3 2024.
  • Caldwell Trust's portfolio value rose 5.4% quarter-over-quarter to $952M.

Based on Caldwell Trust's 13F filing for Q3 2024, filed 24 Sep 2025.