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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC.PRL icon
626
Bank of America Series L
BAC.PRL
$3.98B
$11.6K ﹤0.01%
+8
New +$11.5K
IEI icon
627
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$11.6K ﹤0.01%
90
-90
-50% -$11.6K
FAX
628
abrdn Asia-Pacific Income Fund
FAX
$595M
$11.5K ﹤0.01%
500
– –
ABB
629
DELISTED
ABB Ltd
ABB
$11.5K ﹤0.01%
300
– –
FTV icon
630
Fortive
FTV
$19.5B
$11.4K ﹤0.01%
199
– –
DCOM icon
631
Dime Commercial Bancshares
DCOM
$1.8B
$11.3K ﹤0.01%
320
– –
XYZ
632
Block Inc
XYZ
$49.5B
$11.1K ﹤0.01%
69
– –
YUMC icon
633
Yum China
YUMC
$15.6B
$11K ﹤0.01%
220
– –
DHI icon
634
D.R. Horton
DHI
$42.3B
$10.8K ﹤0.01%
100
– –
SOR
635
Source Capital
SOR
$372M
$10.8K ﹤0.01%
250
– –
ADC icon
636
Agree Realty
ADC
$9.74B
$10.7K ﹤0.01%
150
– –
VCEB icon
637
Vanguard ESG US Corporate Bond ETF
VCEB
$1.18B
$10.7K ﹤0.01%
+145
New +$10.7K
JKHY icon
638
Jack Henry & Associates
JKHY
$11.2B
$10.5K ﹤0.01%
63
-150
-70% -$24.3K
AWP
639
abrdn Global Premier Properties Fund
AWP
$379M
$9.93K ﹤0.01%
484
– –
VTRS icon
640
Viatris
VTRS
$20.8B
$9.8K ﹤0.01%
724
-276
-28% -$3.69K
PKW icon
641
Invesco BuyBack Achievers ETF
PKW
$1.73B
$9.65K ﹤0.01%
100
– –
KHC icon
642
Kraft Heinz
KHC
$32.4B
$9.62K ﹤0.01%
268
– –
CHPT icon
643
ChargePoint
CHPT
$138M
$9.53K ﹤0.01%
25
– –
OXY icon
644
Occidental Petroleum
OXY
$53.6B
$9.42K ﹤0.01%
325
– –
KDP icon
645
Keurig Dr Pepper
KDP
$42.3B
$9.21K ﹤0.01%
250
– –
VGSH icon
646
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$8.82K ﹤0.01%
145
– –
FVD icon
647
First Trust Value Line Dividend Fund
FVD
$8.46B
$8.61K ﹤0.01%
200
– –
CWST icon
648
Casella Waste Systems
CWST
$5.79B
$8.54K ﹤0.01%
100
– –
TEL icon
649
TE Connectivity
TEL
$62.1B
$8.07K ﹤0.01%
50
– –
EXAS
650
DELISTED
Exact Sciences
EXAS
$7.78K ﹤0.01%
100
– –
24 25
26
27 28

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SL
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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.