We are live on ! Find out more
CT

Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERTH icon
626
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$12K ﹤0.01%
189
– –
RPM icon
627
RPM International
RPM
$14.2B
$11.3K ﹤0.01%
145
– –
CNP icon
628
CenterPoint Energy
CNP
$29B
$11.2K ﹤0.01%
457
– –
CRSP icon
629
CRISPR Therapeutics
CRSP
$4.68B
$11.2K ﹤0.01%
100
– –
SOR
630
Source Capital
SOR
$373M
$11.2K ﹤0.01%
+250
New +$11.4K
FTV icon
631
Fortive
FTV
$19.5B
$10.6K ﹤0.01%
199
-66
-25% -$3.61K
DCOM icon
632
Dime Commercial Bancshares
DCOM
$1.81B
$10.5K ﹤0.01%
320
– –
ABB
633
DELISTED
ABB Ltd
ABB
$10K ﹤0.01%
300
– –
CHPT icon
634
ChargePoint
CHPT
$137M
$9.99K ﹤0.01%
25
– –
ADC icon
635
Agree Realty
ADC
$9.72B
$9.94K ﹤0.01%
150
– –
KHC icon
636
Kraft Heinz
KHC
$32.2B
$9.87K ﹤0.01%
268
– –
OXY icon
637
Occidental Petroleum
OXY
$54.1B
$9.61K ﹤0.01%
325
– –
TTE icon
638
TotalEnergies
TTE
$186B
$9.59K ﹤0.01%
200
-800
-80% -$35.5K
EXAS
639
DELISTED
Exact Sciences
EXAS
$9.54K ﹤0.01%
100
– –
MCK icon
640
McKesson
MCK
$104B
$9.37K ﹤0.01%
47
-70
-60% -$14K
PKW icon
641
Invesco BuyBack Achievers ETF
PKW
$1.73B
$9.02K ﹤0.01%
100
– –
VGSH icon
642
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$8.9K ﹤0.01%
145
– –
CTXS
643
DELISTED
Citrix Systems Inc
CTXS
$8.8K ﹤0.01%
82
– –
AWP
644
abrdn Global Premier Properties Fund
AWP
$380M
$8.8K ﹤0.01%
484
– –
KDP icon
645
Keurig Dr Pepper
KDP
$42.2B
$8.54K ﹤0.01%
250
– –
DHI icon
646
D.R. Horton
DHI
$41.9B
$8.4K ﹤0.01%
100
– –
CVM icon
647
CEL-SCI Corp
CVM
$21M
$8.24K ﹤0.01%
25
– –
CRWD icon
648
CrowdStrike
CRWD
$187B
$7.87K ﹤0.01%
128
+8
+7% +$516
FVD icon
649
First Trust Value Line Dividend Fund
FVD
$8.48B
$7.84K ﹤0.01%
200
– –
CWST icon
650
Casella Waste Systems
CWST
$5.77B
$7.59K ﹤0.01%
100
– –
24 25
26
27 28

Similar funds

SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.