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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$764M
AUM Growth
+$47M
Cap. Flow
+$7.53M
Cap. Flow %
0.98%
Top 10 Hldgs %
30.59%
Holding
760
New
50
Increased
150
Reduced
148
Closed
23

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.37M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.01M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.49M
5
AMT icon
American Tower
AMT
+$667K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.98M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$993K
3
AAPL icon
Apple
AAPL
+$906K
4
MA icon
Mastercard
MA
+$721K
5
AMZN icon
Amazon
AMZN
+$688K

Sector Composition

Rank Sector Weight
1 Technology 15.12%
2 Financials 10.37%
3 Consumer Discretionary 9.08%
4 Healthcare 9.03%
5 Industrials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQJ icon
626
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.11B
$12.6K ﹤0.01%
365
– –
EXAS
627
DELISTED
Exact Sciences
EXAS
$12.4K ﹤0.01%
100
– –
OGS icon
628
ONE Gas
OGS
$5.15B
$12.3K ﹤0.01%
166
– –
XYZ
629
Block Inc
XYZ
$48.4B
$12.2K ﹤0.01%
50
– –
RDS.A
630
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$12.1K ﹤0.01%
300
– –
WDAY icon
631
Workday
WDAY
$38.9B
$11.9K ﹤0.01%
50
– –
REGN icon
632
Regeneron Pharmaceuticals
REGN
$72B
$11.7K ﹤0.01%
21
+3
+17% +$1.52K
KMI icon
633
Kinder Morgan
KMI
$71.2B
$11.3K ﹤0.01%
622
– –
CNP icon
634
CenterPoint Energy
CNP
$29.5B
$11.2K ﹤0.01%
+457
New +$11.2K
WPC icon
635
W.P. Carey
WPC
$17.1B
$11.2K ﹤0.01%
153
– –
FSFG
636
DELISTED
First Savings Financial Group
FSFG
$11K ﹤0.01%
450
– –
KHC icon
637
Kraft Heinz
KHC
$32.5B
$10.9K ﹤0.01%
268
-330
-55% -$13.9K
DCOM icon
638
Dime Commercial Bancshares
DCOM
$1.8B
$10.8K ﹤0.01%
320
– –
SLB icon
639
SLB Ltd
SLB
$76.1B
$10.6K ﹤0.01%
332
-18
-5% -$553
ADC icon
640
Agree Realty
ADC
$9.72B
$10.6K ﹤0.01%
150
– –
CGC
641
Canopy Growth
CGC
$389M
$10.4K ﹤0.01%
43
– –
ABB
642
DELISTED
ABB Ltd
ABB
$10.2K ﹤0.01%
300
– –
OXY icon
643
Occidental Petroleum
OXY
$54.6B
$10.2K ﹤0.01%
325
– –
ICUI icon
644
ICU Medical
ICUI
$4.14B
$9.88K ﹤0.01%
48
– –
CTXS
645
DELISTED
Citrix Systems Inc
CTXS
$9.62K ﹤0.01%
82
+7
+9% +$872
AWP
646
abrdn Global Premier Properties Fund
AWP
$380M
$9.23K ﹤0.01%
484
– –
DHI icon
647
D.R. Horton
DHI
$42B
$9.04K ﹤0.01%
100
– –
PKW icon
648
Invesco BuyBack Achievers ETF
PKW
$1.72B
$9.03K ﹤0.01%
100
– –
VGSH icon
649
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$8.91K ﹤0.01%
145
– –
KDP icon
650
Keurig Dr Pepper
KDP
$42.8B
$8.81K ﹤0.01%
250
– –
24 25
26
27 28

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PTC
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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q2 2021 Portfolio in Review

As of Q2 2021, Caldwell Trust held 760 positions worth $764M, up 6.6% from $717M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q2 2021 filing shows 50 new, 150 increased, 148 reduced and 23 closed positions. Its largest new stake was iShares US Energy ETF: 7,350 shares worth $214K. The largest sale was iShares Floating Rate Bond ETF, an estimated $1.98M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2021 buy was iShares US Energy ETF: 7,350 shares worth $214K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q2 2021, an estimated $5.37M increase.
  • Caldwell Trust's biggest Q2 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.98M.
  • Caldwell Trust fully exited Blackrock Muni Enhanced Fund, Inc. in Q2 2021, selling an estimated $498K.
  • Caldwell Trust's ten largest holdings make up 31% of its $764M portfolio in Q2 2021.
  • Caldwell Trust opened 50 new positions and closed 23 in Q2 2021.
  • Caldwell Trust's portfolio value rose 6.6% quarter-over-quarter to $764M.

Based on Caldwell Trust's 13F filing for Q2 2021, filed 2 Oct 2025.