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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSFG
626
DELISTED
First Savings Financial Group
FSFG
$9.75K ﹤0.01%
450
-105
-19% -$2.1K
HDB icon
627
HDFC Bank
HDB
$121B
$9.68K ﹤0.01%
268
– –
SAL
628
DELISTED
Salisbury Bancorp, Inc.
SAL
$9.32K ﹤0.01%
500
– –
TRP icon
629
TC Energy
TRP
$70.5B
$8.96K ﹤0.01%
220
– –
RBC icon
630
RBC Bearings
RBC
$18.2B
$8.95K ﹤0.01%
50
– –
CVM icon
631
CEL-SCI Corp
CVM
$21M
$8.74K ﹤0.01%
25
– –
XLE icon
632
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$8.72K ﹤0.01%
460
-3,160
-87% -$54.5K
REGN icon
633
Regeneron Pharmaceuticals
REGN
$72.9B
$8.7K ﹤0.01%
18
– –
HOLX
634
DELISTED
Hologic
HOLX
$8.52K ﹤0.01%
117
+37
+46% +$2.61K
ABB
635
DELISTED
ABB Ltd
ABB
$8.39K ﹤0.01%
300
– –
PRG icon
636
PROG Holdings
PRG
$1.81B
$8.08K ﹤0.01%
+150
New +$7.74K
KDP icon
637
Keurig Dr Pepper
KDP
$42.3B
$8K ﹤0.01%
250
– –
MTD icon
638
Mettler-Toledo International
MTD
$28.1B
$7.98K ﹤0.01%
7
– –
DCOM icon
639
Dime Commercial Bancshares
DCOM
$1.8B
$7.74K ﹤0.01%
320
– –
SLB icon
640
SLB Ltd
SLB
$74.2B
$7.64K ﹤0.01%
350
– –
AWP
641
abrdn Global Premier Properties Fund
AWP
$379M
$7.64K ﹤0.01%
484
-1,176
-71% -$17.4K
PKW icon
642
Invesco BuyBack Achievers ETF
PKW
$1.73B
$7.33K ﹤0.01%
100
– –
GDX icon
643
VanEck Gold Miners ETF
GDX
$22.7B
$7.2K ﹤0.01%
200
– –
FVD icon
644
First Trust Value Line Dividend Fund
FVD
$8.46B
$7.01K ﹤0.01%
200
– –
NBB icon
645
Nuveen Taxable Municipal Income Fund
NBB
$449M
$6.93K ﹤0.01%
292
– –
DHI icon
646
D.R. Horton
DHI
$42.3B
$6.89K ﹤0.01%
100
– –
TRN icon
647
Trinity Industries
TRN
$3.03B
$6.86K ﹤0.01%
260
– –
YUMC icon
648
Yum China
YUMC
$15.6B
$6.85K ﹤0.01%
120
– –
MRNA icon
649
Moderna
MRNA
$22.1B
$6.79K ﹤0.01%
+65
New +$6.58K
GNTX icon
650
Gentex
GNTX
$5.12B
$6.79K ﹤0.01%
200
– –
24 25
26
27 28

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.