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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Healthcare 10.1%
3 Consumer Discretionary 9.7%
4 Financials 9.61%
5 Industrials 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGG icon
626
Graco
GGG
$13.3B
$11.1K ﹤0.01%
231
– –
QLD icon
627
ProShares Ultra QQQ
QLD
$12.3B
$11.1K ﹤0.01%
+600
New +$9.2K
GDX icon
628
VanEck Gold Miners ETF
GDX
$22.7B
$11K ﹤0.01%
300
– –
RPM icon
629
RPM International
RPM
$14.2B
$10.9K ﹤0.01%
145
– –
TEF
630
DELISTED
Telefonica
TEF
$10.7K ﹤0.01%
2,647
-110
-4% -$426
BAC.PRL icon
631
Bank of America Series L
BAC.PRL
$3.97B
$10.7K ﹤0.01%
8
– –
CNO icon
632
CNO Financial Group
CNO
$5.01B
$10.7K ﹤0.01%
684
– –
EOG icon
633
EOG Resources
EOG
$74.6B
$10.6K ﹤0.01%
210
-1,965
-90% -$95.2K
BMO icon
634
Bank of Montreal
BMO
$127B
$10.6K ﹤0.01%
200
– –
ALLE icon
635
Allegion
ALLE
$13.7B
$10.5K ﹤0.01%
103
– –
VDC icon
636
Vanguard Consumer Staples ETF
VDC
$8.14B
$10.5K ﹤0.01%
70
– –
CP icon
637
Canadian Pacific Kansas City
CP
$81.3B
$10.5K ﹤0.01%
205
– –
SAL
638
DELISTED
Salisbury Bancorp, Inc.
SAL
$10.2K ﹤0.01%
500
– –
IGR
639
CBRE Global Real Estate Income Fund
IGR
$724M
$10.1K ﹤0.01%
1,700
– –
WPC icon
640
W.P. Carey
WPC
$17B
$10.1K ﹤0.01%
153
– –
LH icon
641
Labcorp
LH
$25.5B
$9.97K ﹤0.01%
70
– –
RYN icon
642
Rayonier
RYN
$6.61B
$9.92K ﹤0.01%
441
– –
SIVB
643
DELISTED
SVB Financial Group
SIVB
$9.7K ﹤0.01%
45
– –
DTEC icon
644
ALPS Disruptive Technologies ETF
DTEC
$71.9M
$9.51K ﹤0.01%
275
– –
DXJ icon
645
WisdomTree Japan Hedged Equity Fund
DXJ
$7.12B
$9.4K ﹤0.01%
200
– –
WDAY icon
646
Workday
WDAY
$39.5B
$9.37K ﹤0.01%
50
– –
NFLX icon
647
Netflix
NFLX
$305B
$9.1K ﹤0.01%
200
– –
PHO icon
648
Invesco Water Resources ETF
PHO
$2.04B
$9.09K ﹤0.01%
250
– –
AGR
649
DELISTED
Avangrid, Inc.
AGR
$9.07K ﹤0.01%
216
– –
ICUI icon
650
ICU Medical
ICUI
$4.16B
$8.85K ﹤0.01%
48
– –
24 25
26
27 28

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.