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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTZ icon
601
MasTec
MTZ
$24.8B
$12.1K ﹤0.01%
168
– –
LH icon
602
Labcorp
LH
$25.5B
$12.1K ﹤0.01%
60
-10
-14% -$2.11K
RA
603
Brookfield Real Assets Income Fund
RA
$706M
$12K ﹤0.01%
976
-350
-26% -$5.35K
NBTB icon
604
NBT Bancorp
NBTB
$2.75B
$11.8K ﹤0.01%
+372
New +$12.7K
FIS icon
605
Fidelity National Information Services
FIS
$23.2B
$11.4K ﹤0.01%
206
+120
+140% +$6.91K
PGX icon
606
Invesco Preferred ETF
PGX
$3.82B
$10.9K ﹤0.01%
1,000
-3,500
-78% -$39.1K
MBC icon
607
MasterBrand
MBC
$1.17B
$10.9K ﹤0.01%
900
– –
BSX icon
608
Boston Scientific
BSX
$69.1B
$10.9K ﹤0.01%
+206
New +$10.8K
WDAY icon
609
Workday
WDAY
$39B
$10.7K ﹤0.01%
50
– –
CNP icon
610
CenterPoint Energy
CNP
$29.1B
$10.7K ﹤0.01%
400
-57
-12% -$1.65K
STX icon
611
Seagate
STX
$168B
$10.5K ﹤0.01%
159
– –
IEI icon
612
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$9.96K ﹤0.01%
88
-7,452
-99% -$852K
F icon
613
Ford
F
$59.3B
$9.94K ﹤0.01%
800
– –
ET icon
614
Energy Transfer Partners
ET
$68.7B
$9.75K ﹤0.01%
695
– –
STWD icon
615
Starwood Property Trust
STWD
$6.18B
$9.68K ﹤0.01%
500
– –
NSA
616
DELISTED
National Storage Affiliates Trust
NSA
$9.52K ﹤0.01%
300
– –
NMZ icon
617
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$9.28K ﹤0.01%
1,000
– –
DAL icon
618
Delta Air Lines
DAL
$58.5B
$9.25K ﹤0.01%
250
-142
-36% -$6.17K
UBER icon
619
Uber
UBER
$141B
$9.2K ﹤0.01%
200
– –
SRCL
620
DELISTED
Stericycle Inc
SRCL
$8.94K ﹤0.01%
200
– –
JPS
621
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$8.87K ﹤0.01%
1,438
– –
BNS icon
622
Scotiabank
BNS
$108B
$8.8K ﹤0.01%
193
– –
SLB icon
623
SLB Ltd
SLB
$75B
$8.45K ﹤0.01%
145
– –
ERTH icon
624
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$8.37K ﹤0.01%
189
– –
ADC icon
625
Agree Realty
ADC
$9.69B
$8.29K ﹤0.01%
150
– –
23 24
25
26 27

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.