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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
601
Charter Communications
CHTR
$16.6B
$11.5K ﹤0.01%
34
– –
AOS icon
602
A.O. Smith
AOS
$8.83B
$11.4K ﹤0.01%
200
– –
MFIC icon
603
MidCap Financial Investment
MFIC
$808M
$11.4K ﹤0.01%
+1,000
New +$11.5K
HLN icon
604
Haleon
HLN
$45.1B
$11.3K ﹤0.01%
1,407
– –
IART icon
605
Integra LifeSciences
IART
$1.58B
$11.2K ﹤0.01%
200
– –
AEO icon
606
American Eagle Outfitters
AEO
$3.01B
$11.2K ﹤0.01%
800
– –
XOP icon
607
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.4B
$11.1K ﹤0.01%
82
– –
JKHY icon
608
Jack Henry & Associates
JKHY
$11.2B
$11.1K ﹤0.01%
63
– –
KHC icon
609
Kraft Heinz
KHC
$32.1B
$10.9K ﹤0.01%
268
– –
NSA
610
DELISTED
National Storage Affiliates Trust
NSA
$10.8K ﹤0.01%
300
– –
ADC icon
611
Agree Realty
ADC
$9.69B
$10.6K ﹤0.01%
150
– –
EMBC icon
612
Embecta
EMBC
$212M
$10.4K ﹤0.01%
410
-82
-17% -$2.5K
NMZ icon
613
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$10.3K ﹤0.01%
1,000
– –
CHPT icon
614
ChargePoint
CHPT
$138M
$10K ﹤0.01%
53
– –
SRCL
615
DELISTED
Stericycle Inc
SRCL
$9.98K ﹤0.01%
200
– –
EL icon
616
Estee Lauder
EL
$30.8B
$9.92K ﹤0.01%
40
– –
JPS
617
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$9.78K ﹤0.01%
1,438
– –
BNS icon
618
Scotiabank
BNS
$108B
$9.75K ﹤0.01%
199
+6
+3% +$296
WAB icon
619
Wabtec
WAB
$51.5B
$9.48K ﹤0.01%
95
– –
BAC.PRL icon
620
Bank of America Series L
BAC.PRL
$3.97B
$9.34K ﹤0.01%
8
– –
ABB
621
DELISTED
ABB Ltd
ABB
$9.14K ﹤0.01%
300
– –
ERTH icon
622
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$9.03K ﹤0.01%
189
– –
KDP icon
623
Keurig Dr Pepper
KDP
$42.3B
$8.91K ﹤0.01%
250
-528
-68% -$19.8K
DHI icon
624
D.R. Horton
DHI
$42.4B
$8.91K ﹤0.01%
100
– –
VCEB icon
625
Vanguard ESG US Corporate Bond ETF
VCEB
$1.18B
$8.8K ﹤0.01%
145
– –
23 24
25
26 27

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.