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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VDC icon
601
Vanguard Consumer Staples ETF
VDC
$8.14B
$14K ﹤0.01%
70
– –
VMEO
602
DELISTED
Vimeo
VMEO
$13.8K ﹤0.01%
771
– –
EVX icon
603
VanEck Environmental Services ETF
EVX
$100M
$13.8K ﹤0.01%
450
– –
SAL
604
DELISTED
Salisbury Bancorp, Inc.
SAL
$13.7K ﹤0.01%
500
– –
LW icon
605
Lamb Weston
LW
$7.51B
$13.7K ﹤0.01%
216
– –
WDAY icon
606
Workday
WDAY
$39.4B
$13.7K ﹤0.01%
50
– –
EIX icon
607
Edison International
EIX
$30.7B
$13.7K ﹤0.01%
200
-18
-8% -$1.14K
ALLE icon
608
Allegion
ALLE
$13.7B
$13.6K ﹤0.01%
103
– –
IART icon
609
Integra LifeSciences
IART
$1.54B
$13.4K ﹤0.01%
200
– –
TXRH icon
610
Texas Roadhouse
TXRH
$13.5B
$13.4K ﹤0.01%
150
– –
DTEC icon
611
ALPS Disruptive Technologies ETF
DTEC
$71.9M
$13.3K ﹤0.01%
275
– –
REGN icon
612
Regeneron Pharmaceuticals
REGN
$72.9B
$13.3K ﹤0.01%
21
– –
RDS.A
613
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$13K ﹤0.01%
300
– –
TWTR
614
DELISTED
Twitter, Inc.
TWTR
$13K ﹤0.01%
300
– –
LDEM icon
615
iShares ESG MSCI EM Leaders ETF
LDEM
$32M
$13K ﹤0.01%
225
– –
CNP icon
616
CenterPoint Energy
CNP
$28.8B
$12.8K ﹤0.01%
457
– –
MKTX icon
617
MarketAxess Holdings
MKTX
$4.34B
$12.7K ﹤0.01%
31
– –
PBD icon
618
Invesco Global Clean Energy ETF
PBD
$181M
$12.7K ﹤0.01%
474
– –
ERTH icon
619
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$12.6K ﹤0.01%
189
– –
QQQJ icon
620
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$12.3K ﹤0.01%
365
– –
SRCL
621
DELISTED
Stericycle Inc
SRCL
$11.9K ﹤0.01%
200
– –
VOD icon
622
Vodafone
VOD
$37.7B
$11.9K ﹤0.01%
798
– –
KMI icon
623
Kinder Morgan
KMI
$70.3B
$11.9K ﹤0.01%
750
-250
-25% -$4.16K
FSFG
624
DELISTED
First Savings Financial Group
FSFG
$11.9K ﹤0.01%
450
– –
MCK icon
625
McKesson
MCK
$104B
$11.7K ﹤0.01%
47
– –
23 24
25
26 27

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.