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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHO icon
601
Invesco Water Resources ETF
PHO
$2.05B
$13.7K ﹤0.01%
250
– –
ALLE icon
602
Allegion
ALLE
$13.7B
$13.6K ﹤0.01%
103
– –
SRCL
603
DELISTED
Stericycle Inc
SRCL
$13.6K ﹤0.01%
200
– –
VTRS icon
604
Viatris
VTRS
$20.8B
$13.6K ﹤0.01%
1,000
-1,743
-64% -$24.7K
RDS.A
605
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$13.4K ﹤0.01%
300
– –
DTEC icon
606
ALPS Disruptive Technologies ETF
DTEC
$71.9M
$13.3K ﹤0.01%
275
– –
LW icon
607
Lamb Weston
LW
$7.51B
$13.3K ﹤0.01%
216
– –
HPE icon
608
Hewlett Packard
HPE
$60.4B
$13.2K ﹤0.01%
928
– –
PBD icon
609
Invesco Global Clean Energy ETF
PBD
$181M
$13.2K ﹤0.01%
474
– –
EVRG icon
610
Evergy
EVRG
$19.7B
$13.1K ﹤0.01%
211
– –
ARLP icon
611
Alliance Resource Partners
ARLP
$3.33B
$13K ﹤0.01%
+1,200
New +$10K
MKTX icon
612
MarketAxess Holdings
MKTX
$4.34B
$13K ﹤0.01%
31
– –
EVX icon
613
VanEck Environmental Services ETF
EVX
$100M
$12.9K ﹤0.01%
450
– –
YUMC icon
614
Yum China
YUMC
$15.6B
$12.8K ﹤0.01%
220
+100
+83% +$6.15K
SAL
615
DELISTED
Salisbury Bancorp, Inc.
SAL
$12.7K ﹤0.01%
500
– –
REGN icon
616
Regeneron Pharmaceuticals
REGN
$72.9B
$12.7K ﹤0.01%
21
– –
FSFG
617
DELISTED
First Savings Financial Group
FSFG
$12.6K ﹤0.01%
450
– –
VDC icon
618
Vanguard Consumer Staples ETF
VDC
$8.14B
$12.5K ﹤0.01%
70
– –
WDAY icon
619
Workday
WDAY
$39.4B
$12.5K ﹤0.01%
50
– –
FAX
620
abrdn Asia-Pacific Income Fund
FAX
$595M
$12.4K ﹤0.01%
+500
New +$12.8K
VOD icon
621
Vodafone
VOD
$37.7B
$12.3K ﹤0.01%
+798
New +$13.2K
AOS icon
622
A.O. Smith
AOS
$8.82B
$12.2K ﹤0.01%
200
– –
EIX icon
623
Edison International
EIX
$30.7B
$12.1K ﹤0.01%
218
– –
QQQJ icon
624
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$12.1K ﹤0.01%
365
– –
EL icon
625
Estee Lauder
EL
$30.7B
$12K ﹤0.01%
+40
New +$13.1K
23 24
25
26 27

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.