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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.72%
2 Technology 15.34%
3 Financials 10.11%
4 Healthcare 9.53%
5 Consumer Discretionary 9.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTEC icon
601
ALPS Disruptive Technologies ETF
DTEC
$73.6M
$12.7K ﹤0.01%
275
– –
NFG icon
602
National Fuel Gas
NFG
$7.59B
$12.3K ﹤0.01%
300
– –
ABM icon
603
ABM Industries
ABM
$2.89B
$12.3K ﹤0.01%
+325
New +$12.3K
OLN icon
604
Olin
OLN
$1.94B
$12.3K ﹤0.01%
500
– –
LH icon
605
Labcorp
LH
$26.2B
$12.2K ﹤0.01%
70
– –
VDC icon
606
Vanguard Consumer Staples ETF
VDC
$7.71B
$12.2K ﹤0.01%
70
– –
ALLE icon
607
Allegion
ALLE
$13.1B
$12K ﹤0.01%
103
– –
WDAY icon
608
Workday
WDAY
$48B
$12K ﹤0.01%
50
– –
TXRH icon
609
Texas Roadhouse
TXRH
$10.9B
$11.7K ﹤0.01%
150
– –
EVRG icon
610
Evergy
EVRG
$18.6B
$11.7K ﹤0.01%
211
-389
-65% -$21.3K
PHO icon
611
Invesco Water Resources ETF
PHO
$1.93B
$11.6K ﹤0.01%
250
– –
QQQJ icon
612
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$11.3K ﹤0.01%
+365
New +$10.3K
HPE icon
613
Hewlett Packard
HPE
$81B
$11K ﹤0.01%
928
– –
AOS icon
614
A.O. Smith
AOS
$7.74B
$11K ﹤0.01%
200
– –
XYZ
615
Block Inc
XYZ
$45.9B
$10.9K ﹤0.01%
50
– –
EVX icon
616
VanEck Environmental Services ETF
EVX
$97.5M
$10.8K ﹤0.01%
450
– –
NSA
617
DELISTED
National Storage Affiliates Trust
NSA
$10.8K ﹤0.01%
300
– –
ABMD
618
DELISTED
Abiomed Inc
ABMD
$10.7K ﹤0.01%
33
– –
CGC
619
Canopy Growth
CGC
$397M
$10.6K ﹤0.01%
43
– –
WPC icon
620
W.P. Carey
WPC
$15.2B
$10.6K ﹤0.01%
153
– –
ICUI icon
621
ICU Medical
ICUI
$3.82B
$10.3K ﹤0.01%
48
– –
UBER icon
622
Uber
UBER
$145B
$10.2K ﹤0.01%
200
– –
AMG icon
623
Affiliated Managers Group
AMG
$9.11B
$10.2K ﹤0.01%
100
– –
AGR
624
DELISTED
Avangrid, Inc.
AGR
$9.82K ﹤0.01%
216
– –
CTXS
625
DELISTED
Citrix Systems Inc
CTXS
$9.76K ﹤0.01%
75
– –
23 24
25
26 27

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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, up from 27% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.