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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+17.88%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$597M
AUM Growth
+$69M
Cap. Flow
-$16.4M
Cap. Flow %
-2.74%
Top 10 Hldgs %
28.69%
Holding
806
New
11
Increased
61
Reduced
234
Closed
47

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.21M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$701K
3
OTIS icon
Otis Worldwide
OTIS
+$673K
4
CARR icon
Carrier Global
CARR
+$480K
5
ZTS icon
Zoetis
ZTS
+$398K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.88M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.34M
3
RTX icon
RTX Corp
RTX
+$1.23M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$1.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$858K

Sector Composition

Rank Sector Weight
1 Miscellaneous 26.91%
2 Technology 14.84%
3 Healthcare 10.11%
4 Consumer Discretionary 9.7%
5 Financials 9.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ON icon
601
ON Semiconductor
ON
$27B
$12.8K ﹤0.01%
647
– –
IYJ icon
602
iShares US Industrials ETF
IYJ
$1.9B
$12.8K ﹤0.01%
170
-100
-37% -$7.01K
AEO icon
603
American Eagle Outfitters
AEO
$2.53B
$12.8K ﹤0.01%
1,175
– –
BC icon
604
Brunswick
BC
$4.37B
$12.8K ﹤0.01%
200
– –
PWR icon
605
Quanta Services
PWR
$93.6B
$12.8K ﹤0.01%
326
– –
GM icon
606
General Motors
GM
$73.6B
$12.7K ﹤0.01%
500
-2,366
-83% -$57.6K
DLTR icon
607
Dollar Tree
DLTR
$21.3B
$12.6K ﹤0.01%
136
– –
NFG icon
608
National Fuel Gas
NFG
$7.62B
$12.6K ﹤0.01%
300
– –
EVRG icon
609
Evergy
EVRG
$18.4B
$12.5K ﹤0.01%
211
-150
-42% -$8.88K
RJF icon
610
Raymond James Financial
RJF
$31.5B
$12.4K ﹤0.01%
270
– –
PFG icon
611
Principal Financial Group
PFG
$24.6B
$12.3K ﹤0.01%
297
– –
TRN icon
612
Trinity Industries
TRN
$2.24B
$12.3K ﹤0.01%
576
– –
CVLY
613
DELISTED
Codorus Valley Bancorp Inc
CVLY
$12.2K ﹤0.01%
884
– –
HI
614
DELISTED
Hillenbrand
HI
$12.2K ﹤0.01%
451
– –
F icon
615
Ford
F
$53.4B
$12.2K ﹤0.01%
2,000
-4,073
-67% -$22.6K
HSBC icon
616
HSBC
HSBC
$347B
$11.7K ﹤0.01%
500
-1,225
-71% -$30.4K
BXMX
617
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$11.5K ﹤0.01%
1,043
– –
FLS icon
618
Flowserve
FLS
$9.36B
$11.4K ﹤0.01%
+400
New +$10.7K
CFR icon
619
Cullen/Frost Bankers
CFR
$9.85B
$11.4K ﹤0.01%
152
– –
CHY
620
Calamos Convertible and High Income Fund
CHY
$1,000M
$11.3K ﹤0.01%
1,000
– –
REGN icon
621
Regeneron Pharmaceuticals
REGN
$80.4B
$11.2K ﹤0.01%
+18
New +$10.2K
SRCL
622
DELISTED
Stericycle Inc
SRCL
$11.2K ﹤0.01%
200
– –
CVM icon
623
CEL-SCI Corp
CVM
$26.7M
$11.2K ﹤0.01%
25
– –
AZPN
624
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$11.2K ﹤0.01%
108
– –
CTXS
625
DELISTED
Citrix Systems Inc
CTXS
$11.1K ﹤0.01%
75
– –
23 24
25
26 27

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Caldwell Trust's Q2 2020 Portfolio in Review

As of Q2 2020, Caldwell Trust held 806 positions worth $597M, up 13% from $528M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q2 2020 filing shows 11 new, 61 increased, 234 reduced and 47 closed positions. Its largest new stake was Otis Worldwide: 12,997 shares worth $739K. The largest sale was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, down from 28% a quarter earlier, followed by Technology and Healthcare.

  • Caldwell Trust's largest Q2 2020 buy was Otis Worldwide: 12,997 shares worth $739K.
  • Caldwell Trust added most to Invesco QQQ Trust in Q2 2020, an estimated $2.21M increase.
  • Caldwell Trust's biggest Q2 2020 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.88M.
  • Caldwell Trust fully exited Raytheon Company in Q2 2020, selling an estimated $642K.
  • Caldwell Trust's ten largest holdings make up 29% of its $597M portfolio in Q2 2020.
  • Caldwell Trust opened 11 new positions and closed 47 in Q2 2020.
  • Caldwell Trust's portfolio value rose 13% quarter-over-quarter to $597M.

Based on Caldwell Trust's 13F filing for Q2 2020, filed 2 Oct 2025.