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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CE icon
576
Celanese
CE
$4.8B
$15.2K ﹤0.01%
121
– –
IWB icon
577
iShares Russell 1000 ETF
IWB
$47.9B
$14.8K ﹤0.01%
63
– –
REGL icon
578
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.79B
$14.6K ﹤0.01%
219
– –
LRGF icon
579
iShares US Equity Factor ETF
LRGF
$3.56B
$14.5K ﹤0.01%
335
– –
NPK icon
580
National Presto Industries
NPK
$891M
$14.5K ﹤0.01%
200
– –
TXRH icon
581
Texas Roadhouse
TXRH
$13.5B
$14.4K ﹤0.01%
150
– –
MOS icon
582
The Mosaic Company
MOS
$7.3B
$14.2K ﹤0.01%
400
– –
BTX
583
BlackRock Technology and Private Equity Term Trust
BTX
$914M
$13.9K ﹤0.01%
2,000
– –
NGG icon
584
National Grid
NGG
$81.7B
$13.9K ﹤0.01%
243
– –
SLV icon
585
iShares Silver Trust
SLV
$27.6B
$13.9K ﹤0.01%
681
– –
RPM icon
586
RPM International
RPM
$14.2B
$13.7K ﹤0.01%
145
– –
TGNA
587
DELISTED
TEGNA Inc
TGNA
$13.7K ﹤0.01%
940
-7,349
-89% -$119K
SBAC icon
588
SBA Communications
SBAC
$18.8B
$13.6K ﹤0.01%
68
– –
QUAL icon
589
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
$13.6K ﹤0.01%
103
– –
PSA icon
590
Public Storage
PSA
$62.3B
$13.2K ﹤0.01%
50
– –
OXY.WS icon
591
Occidental Petroleum Corp Warrants
OXY.WS
$30.4B
$12.8K ﹤0.01%
297
– –
OEF icon
592
iShares S&P 100 ETF
OEF
$19.9B
$12.8K ﹤0.01%
64
– –
VDC icon
593
Vanguard Consumer Staples ETF
VDC
$8.14B
$12.8K ﹤0.01%
70
– –
EIX icon
594
Edison International
EIX
$30.9B
$12.7K ﹤0.01%
200
– –
VXF icon
595
Vanguard Extended Market ETF
VXF
$30.5B
$12.6K ﹤0.01%
88
+42
+91% +$6.3K
KOF icon
596
Coca-Cola Femsa
KOF
$22.6B
$12.5K ﹤0.01%
+159
New +$13.1K
MGC icon
597
Vanguard Mega Cap 300 Index ETF
MGC
$9.89B
$12.5K ﹤0.01%
82
– –
RWR icon
598
State Street SPDR Dow Jones REIT ETF
RWR
$1.92B
$12.4K ﹤0.01%
150
– –
USIG icon
599
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$12.3K ﹤0.01%
256
-90
-26% -$4.43K
XOP icon
600
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.44B
$12.1K ﹤0.01%
82
– –
22 23
24
25 26

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.