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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$53.2M
Cap. Flow
-$14M
Cap. Flow %
-2.08%
Top 10 Hldgs %
28.37%
Holding
745
New
6
Increased
115
Reduced
187
Closed
24

Top Buys

Rank Stock Value
1
BXSL icon
Blackstone Secured Lending
BXSL
+$2.56M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.66M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.08M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$418K
5
TMUS icon
T-Mobile US
TMUS
+$330K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
3
GLD icon
SPDR Gold Trust
GLD
+$1.46M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$759K
5
MSFT icon
Microsoft
MSFT
+$552K

Sector Composition

Rank Sector Weight
1 Technology 14.57%
2 Healthcare 10.91%
3 Financials 10.58%
4 Consumer Discretionary 8.71%
5 Consumer Staples 7.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HI
576
DELISTED
Hillenbrand
HI
$12.9K ﹤0.01%
350
– –
RWR icon
577
State Street SPDR Dow Jones REIT ETF
RWR
$1.91B
$12.6K ﹤0.01%
150
– –
KMI icon
578
Kinder Morgan
KMI
$70.2B
$12.5K ﹤0.01%
754
+254
+51% +$4.51K
NSA
579
DELISTED
National Storage Affiliates Trust
NSA
$12.5K ﹤0.01%
300
– –
REGN icon
580
Regeneron Pharmaceuticals
REGN
$71.8B
$12.4K ﹤0.01%
18
– –
USIG icon
581
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$12.3K ﹤0.01%
256
– –
CNO icon
582
CNO Financial Group
CNO
$5.01B
$12.3K ﹤0.01%
684
– –
LH icon
583
Labcorp
LH
$25.5B
$12.3K ﹤0.01%
70
– –
RPM icon
584
RPM International
RPM
$14.3B
$12.1K ﹤0.01%
145
– –
VDC icon
585
Vanguard Consumer Staples ETF
VDC
$8.18B
$12K ﹤0.01%
70
– –
SAL
586
DELISTED
Salisbury Bancorp, Inc.
SAL
$12K ﹤0.01%
500
– –
SLV icon
587
iShares Silver Trust
SLV
$27.8B
$11.9K ﹤0.01%
681
– –
ARE icon
588
Alexandria Real Estate Equities
ARE
$9.33B
$11.9K ﹤0.01%
85
– –
NGG icon
589
National Grid
NGG
$81.8B
$11.8K ﹤0.01%
247
– –
OXY.WS icon
590
Occidental Petroleum Corp Warrants
OXY.WS
$30.5B
$11.8K ﹤0.01%
297
– –
EVX icon
591
VanEck Environmental Services ETF
EVX
$100M
$11.8K ﹤0.01%
450
– –
IVZ icon
592
Invesco
IVZ
$13.3B
$11.6K ﹤0.01%
847
– –
EEM icon
593
iShares MSCI Emerging Markets ETF
EEM
$28.2B
$11.6K ﹤0.01%
332
-340
-51% -$13.3K
JKHY icon
594
Jack Henry & Associates
JKHY
$11.2B
$11.5K ﹤0.01%
63
– –
DOC icon
595
Healthpeak Properties
DOC
$15.6B
$11.5K ﹤0.01%
500
– –
PHO icon
596
Invesco Water Resources ETF
PHO
$2.04B
$11.4K ﹤0.01%
250
– –
XRAY icon
597
Dentsply Sirona
XRAY
$2.68B
$11.3K ﹤0.01%
400
– –
EIX icon
598
Edison International
EIX
$30.9B
$11.3K ﹤0.01%
200
– –
AMG icon
599
Affiliated Managers Group
AMG
$9.74B
$11.2K ﹤0.01%
100
– –
HPE icon
600
Hewlett Packard
HPE
$59.4B
$11.1K ﹤0.01%
928
– –
22 23
24
25 26

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
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CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Trust held 745 positions worth $673M, down 7.3% from $727M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 4%. Caldwell Trust opened 6 new positions and exited 24, leaving the 745-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

  • Caldwell Trust's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 18,194 shares worth $1.67M.
  • Caldwell Trust added most to Blackstone Secured Lending in Q3 2022, an estimated $2.56M increase.
  • Caldwell Trust's biggest Q3 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.76M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q3 2022, selling an estimated $255K.
  • Caldwell Trust's ten largest holdings make up 28% of its $673M portfolio in Q3 2022.
  • Caldwell Trust opened 6 new positions and closed 24 in Q3 2022.
  • Caldwell Trust's portfolio value fell 7.3% quarter-over-quarter to $673M.

Based on Caldwell Trust's 13F filing for Q3 2022, filed 1 Oct 2025.