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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CERN
576
DELISTED
Cerner Corp
CERN
$18.6K ﹤0.01%
200
– –
RWR icon
577
State Street SPDR Dow Jones REIT ETF
RWR
$1.91B
$18.3K ﹤0.01%
150
– –
HI
578
DELISTED
Hillenbrand
HI
$18.2K ﹤0.01%
350
– –
EQR icon
579
Equity Residential
EQR
$25.5B
$18.1K ﹤0.01%
200
– –
DELL icon
580
Dell
DELL
$253B
$18K ﹤0.01%
321
-312
-49% -$17.4K
HEI icon
581
HEICO Corp
HEI
$50.8B
$18K ﹤0.01%
125
– –
DTM icon
582
DT Midstream
DTM
$14.1B
$17.8K ﹤0.01%
372
-62
-14% -$2.97K
BABA icon
583
Alibaba
BABA
$276B
$17.7K ﹤0.01%
149
– –
AOS icon
584
A.O. Smith
AOS
$8.82B
$17.2K ﹤0.01%
200
– –
EL icon
585
Estee Lauder
EL
$30.7B
$17K ﹤0.01%
46
+6
+15% +$2.04K
UBER icon
586
Uber
UBER
$144B
$16.8K ﹤0.01%
400
– –
MRNA icon
587
Moderna
MRNA
$22.1B
$16.5K ﹤0.01%
65
– –
AMG icon
588
Affiliated Managers Group
AMG
$9.78B
$16.5K ﹤0.01%
100
– –
NPK icon
589
National Presto Industries
NPK
$884M
$16.4K ﹤0.01%
200
– –
CNO icon
590
CNO Financial Group
CNO
$5B
$16.3K ﹤0.01%
684
– –
PDT
591
John Hancock Premium Dividend Fund
PDT
$637M
$16.3K ﹤0.01%
975
– –
REGL icon
592
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.78B
$16.1K ﹤0.01%
219
– –
USIG icon
593
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$15.3K ﹤0.01%
256
– –
PHO icon
594
Invesco Water Resources ETF
PHO
$2.05B
$15.2K ﹤0.01%
250
– –
ARLP icon
595
Alliance Resource Partners
ARLP
$3.33B
$15.2K ﹤0.01%
1,200
– –
CCL icon
596
Carnival Corporation Ltd
CCL
$38.7B
$14.9K ﹤0.01%
740
– –
RPM icon
597
RPM International
RPM
$14.3B
$14.6K ﹤0.01%
145
– –
HPE icon
598
Hewlett Packard
HPE
$60.4B
$14.6K ﹤0.01%
928
– –
CNK icon
599
Cinemark Holdings
CNK
$4.09B
$14.5K ﹤0.01%
900
– –
EVRG icon
600
Evergy
EVRG
$19.7B
$14.5K ﹤0.01%
211
– –
22 23
24
25 26

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.