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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Miscellaneous 29.61%
2 Technology 15.63%
3 Financials 10.41%
4 Consumer Discretionary 9.04%
5 Healthcare 8.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
576
Uber
UBER
$144B
$17.9K ﹤0.01%
400
– –
IEX icon
577
IDEX
IEX
$16.4B
$17.6K ﹤0.01%
85
– –
YORW icon
578
York Water
YORW
$527M
$17.5K ﹤0.01%
400
– –
CNK icon
579
Cinemark Holdings
CNK
$4B
$17.3K ﹤0.01%
900
– –
LH icon
580
Labcorp
LH
$26B
$16.9K ﹤0.01%
70
– –
KMI icon
581
Kinder Morgan
KMI
$70.1B
$16.7K ﹤0.01%
1,000
+378
+61% +$6.42K
XYZ
582
Block Inc
XYZ
$45.8B
$16.5K ﹤0.01%
69
+19
+38% +$4.88K
HEI icon
583
HEICO Corp
HEI
$41.3B
$16.5K ﹤0.01%
125
– –
NPK icon
584
National Presto Industries
NPK
$1.08B
$16.4K ﹤0.01%
200
– –
SLB icon
585
SLB Ltd
SLB
$76B
$16.4K ﹤0.01%
552
+220
+66% +$6.3K
ARE icon
586
Alexandria Real Estate Equities
ARE
$9.74B
$16.2K ﹤0.01%
85
– –
PDT
587
John Hancock Premium Dividend Fund
PDT
$598M
$16.2K ﹤0.01%
+975
New +$16.5K
VMRK
588
Vivmark Residential
VMRK
$48.2B
$16.2K ﹤0.01%
200
-1,200
-86% -$99.1K
CNO icon
589
CNO Financial Group
CNO
$5.07B
$16.1K ﹤0.01%
684
– –
NSA
590
DELISTED
National Storage Affiliates Trust
NSA
$15.8K ﹤0.01%
300
– –
RWR icon
591
State Street SPDR Dow Jones REIT ETF
RWR
$1.8B
$15.8K ﹤0.01%
150
– –
USIG icon
592
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.6B
$15.4K ﹤0.01%
256
– –
AMG icon
593
Affiliated Managers Group
AMG
$9.05B
$15.1K ﹤0.01%
100
– –
HI
594
DELISTED
Hillenbrand
HI
$14.9K ﹤0.01%
350
– –
REGL icon
595
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.69B
$14.8K ﹤0.01%
+219
New +$15.5K
IGLB icon
596
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.93B
$14.8K ﹤0.01%
214
– –
CERN
597
DELISTED
Cerner Corp
CERN
$14.1K ﹤0.01%
200
– –
LDEM icon
598
iShares ESG MSCI EM Leaders ETF
LDEM
$33.5M
$13.8K ﹤0.01%
225
– –
TXRH icon
599
Texas Roadhouse
TXRH
$10.9B
$13.7K ﹤0.01%
150
– –
IART icon
600
Integra LifeSciences
IART
$1.16B
$13.7K ﹤0.01%
200
– –
22 23
24
25 26

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Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Miscellaneous at 30% of assets, up from 29% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.