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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Miscellaneous 27.72%
2 Technology 15.34%
3 Financials 10.11%
4 Healthcare 9.53%
5 Consumer Discretionary 9.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNK icon
576
Cinemark Holdings
CNK
$4B
$15.7K ﹤0.01%
+900
New +$11.3K
IGLB icon
577
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.95B
$15.6K ﹤0.01%
214
– –
OKE icon
578
Oneok
OKE
$58.8B
$15.4K ﹤0.01%
400
-104
-21% -$3.5K
CRSP icon
579
CRISPR Therapeutics
CRSP
$5.54B
$15.3K ﹤0.01%
100
– –
PRI icon
580
Primerica
PRI
$8.94B
$15.3K ﹤0.01%
114
– –
CNO icon
581
CNO Financial Group
CNO
$5.14B
$15.2K ﹤0.01%
684
– –
ARE icon
582
Alexandria Real Estate Equities
ARE
$9.7B
$15.1K ﹤0.01%
85
– –
CVLY
583
DELISTED
Codorus Valley Bancorp Inc
CVLY
$15K ﹤0.01%
884
– –
IVZ icon
584
Invesco
IVZ
$13.3B
$14.8K ﹤0.01%
847
– –
PFG icon
585
Principal Financial Group
PFG
$24.8B
$14.7K ﹤0.01%
297
– –
ABNB icon
586
Airbnb
ABNB
$97.8B
$14.7K ﹤0.01%
+100
New +$14.8K
ARKW icon
587
ARK Next Generation Technology ETF
ARKW
$1.84B
$14.6K ﹤0.01%
+100
New +$12.8K
QCLN icon
588
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$553M
$14.5K ﹤0.01%
+207
New +$11.8K
CHY
589
Calamos Convertible and High Income Fund
CHY
$999M
$14.3K ﹤0.01%
1,000
– –
CP icon
590
Canadian Pacific Kansas City
CP
$78B
$14.2K ﹤0.01%
205
– –
AZPN
591
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$14.1K ﹤0.01%
108
– –
HI
592
DELISTED
Hillenbrand
HI
$13.9K ﹤0.01%
350
-101
-22% -$3.49K
SRCL
593
DELISTED
Stericycle Inc
SRCL
$13.9K ﹤0.01%
200
– –
VOT icon
594
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$13.4K ﹤0.01%
+63
New +$12.4K
CFR icon
595
Cullen/Frost Bankers
CFR
$9.92B
$13.3K ﹤0.01%
152
– –
EXAS
596
DELISTED
Exact Sciences
EXAS
$13.2K ﹤0.01%
100
– –
RPM icon
597
RPM International
RPM
$12.7B
$13.2K ﹤0.01%
145
– –
RWR icon
598
State Street SPDR Dow Jones REIT ETF
RWR
$1.81B
$13K ﹤0.01%
150
– –
QLD icon
599
ProShares Ultra QQQ
QLD
$14.2B
$12.9K ﹤0.01%
448
– –
OGS icon
600
ONE Gas
OGS
$4.79B
$12.7K ﹤0.01%
166
– –
22 23
24
25 26

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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 28% of assets, up from 27% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.