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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+6.84%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$952M
AUM Growth
+$48.6M
Cap. Flow
-$5.9M
Cap. Flow %
-0.62%
Top 10 Hldgs %
31.2%
Holding
728
New
38
Increased
134
Reduced
216
Closed
25

Top Buys

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.15M
2
META icon
Meta Platforms (Facebook)
META
+$914K
3
NVO
Novo Nordisk
NVO
+$909K
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$896K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$746K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$3.08M
2
BXSL icon
Blackstone Secured Lending
BXSL
+$1.41M
3
ZTS icon
Zoetis
ZTS
+$733K
4
HD icon
Home Depot
HD
+$703K
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$651K

Sector Composition

Rank Sector Weight
1 Technology 21.29%
2 Financials 11.45%
3 Healthcare 9.61%
4 Consumer Discretionary 8.23%
5 Industrials 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOVT icon
551
Novanta
NOVT
$4.99B
$20.6K ﹤0.01%
115
– –
GEN icon
552
Gen Digital
GEN
$16.6B
$20.3K ﹤0.01%
740
-111
-13% -$2.85K
PFG icon
553
Principal Financial Group
PFG
$24.6B
$20.2K ﹤0.01%
235
– –
BR icon
554
Broadridge
BR
$18.5B
$20K ﹤0.01%
93
– –
LKQ icon
555
LKQ Corp
LKQ
$6.83B
$20K ﹤0.01%
500
– –
LRGF icon
556
iShares US Equity Factor ETF
LRGF
$3.56B
$19.7K ﹤0.01%
335
– –
HPE icon
557
Hewlett Packard
HPE
$59.3B
$19K ﹤0.01%
928
– –
FWRG icon
558
First Watch Restaurant Group
FWRG
$796M
$18.7K ﹤0.01%
1,200
– –
EFV icon
559
iShares MSCI EAFE Value ETF
EFV
$28.4B
$18.7K ﹤0.01%
+325
New +$17.9K
FTF
560
Franklin Limited Duration Income Trust
FTF
$233M
$18.7K ﹤0.01%
2,800
– –
UGI icon
561
UGI
UGI
$7.97B
$18.5K ﹤0.01%
741
– –
QUAL icon
562
iShares MSCI USA Quality Factor ETF
QUAL
$46.3B
$18.5K ﹤0.01%
103
-107
-51% -$18.6K
IEX icon
563
IDEX
IEX
$16.7B
$18.2K ﹤0.01%
85
– –
PSA icon
564
Public Storage
PSA
$62.3B
$18.2K ﹤0.01%
50
– –
TM icon
565
Toyota
TM
$220B
$17.9K ﹤0.01%
100
– –
CHI
566
Calamos Convertible Opportunities and Income Fund
CHI
$997M
$17.9K ﹤0.01%
1,534
– –
OEF icon
567
iShares S&P 100 ETF
OEF
$19.9B
$17.7K ﹤0.01%
64
– –
EIX icon
568
Edison International
EIX
$31B
$17.4K ﹤0.01%
200
– –
YORW icon
569
York Water
YORW
$518M
$16.9K ﹤0.01%
+450
New +$17.5K
FLG
570
Flagstar Bank National Association
FLG
$5.74B
$16.8K ﹤0.01%
1,500
– –
AFB
571
AllianceBernstein National Municipal Income Fund
AFB
$314M
$16.5K ﹤0.01%
1,400
– –
NBTB icon
572
NBT Bancorp
NBTB
$2.75B
$16.5K ﹤0.01%
372
– –
SPPP
573
Sprott Physical Platinum and Palladium Trust
SPPP
$571M
$16.4K ﹤0.01%
1,640
– –
SBAC icon
574
SBA Communications
SBAC
$19.1B
$16.4K ﹤0.01%
68
– –
NEM icon
575
Newmont
NEM
$97.1B
$16K ﹤0.01%
300
-615
-67% -$30.6K
21 22
23
24 25

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SL
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JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q3 2024 Portfolio in Review

As of Q3 2024, Caldwell Trust held 728 positions worth $952M, up 5.4% from $904M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q3 2024 filing shows 38 new, 134 increased, 216 reduced and 25 closed positions. Its largest new stake was Vanguard Financials ETF: 1,146 shares worth $126K. The largest sale was NVIDIA, an estimated $3.08M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2024 buy was Vanguard Financials ETF: 1,146 shares worth $126K.
  • Caldwell Trust added most to State Street SPDR Bloomberg Short Term High Yield Bond ETF in Q3 2024, an estimated $1.15M increase.
  • Caldwell Trust's biggest Q3 2024 reduction was NVIDIA, cutting an estimated $3.08M.
  • Caldwell Trust fully exited Progressive in Q3 2024, selling an estimated $252K.
  • Caldwell Trust's ten largest holdings make up 31% of its $952M portfolio in Q3 2024.
  • Caldwell Trust opened 38 new positions and closed 25 in Q3 2024.
  • Caldwell Trust's portfolio value rose 5.4% quarter-over-quarter to $952M.

Based on Caldwell Trust's 13F filing for Q3 2024, filed 24 Sep 2025.