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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.54%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$792M
AUM Growth
+$59M
Cap. Flow
-$12M
Cap. Flow %
-1.51%
Top 10 Hldgs %
29.27%
Holding
735
New
30
Increased
112
Reduced
237
Closed
32

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$588K
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$586K
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$416K
4
SHEL icon
Shell
SHEL
+$368K
5
EA icon
Electronic Arts
EA
+$367K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
HD icon
Home Depot
HD
+$932K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$804K
4
PEP icon
PepsiCo
PEP
+$632K
5
CVX icon
Chevron
CVX
+$564K

Sector Composition

Rank Sector Weight
1 Technology 19.25%
2 Financials 11.63%
3 Healthcare 10.06%
4 Consumer Discretionary 8.96%
5 Industrials 7.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NI icon
551
NiSource
NI
$21.9B
$18.8K ﹤0.01%
708
-59
-8% -$1.52K
PFG icon
552
Principal Financial Group
PFG
$24.6B
$18.5K ﹤0.01%
235
– –
IEX icon
553
IDEX
IEX
$16.6B
$18.5K ﹤0.01%
85
– –
TM icon
554
Toyota
TM
$221B
$18.3K ﹤0.01%
100
– –
TXRH icon
555
Texas Roadhouse
TXRH
$13.5B
$18.3K ﹤0.01%
150
– –
UGI icon
556
UGI
UGI
$7.92B
$18.2K ﹤0.01%
741
– –
BF.A icon
557
Brown-Forman Class A
BF.A
$13.4B
$18.2K ﹤0.01%
305
– –
PTLC icon
558
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$18.2K ﹤0.01%
+420
New +$17.3K
HYB
559
DELISTED
New America High Income Fund, Inc.
HYB
$17.5K ﹤0.01%
2,488
– –
FTF
560
Franklin Limited Duration Income Trust
FTF
$233M
$17.4K ﹤0.01%
2,800
– –
STX icon
561
Seagate
STX
$169B
$17.4K ﹤0.01%
204
+45
+28% +$3.36K
SBAC icon
562
SBA Communications
SBAC
$18.6B
$17.3K ﹤0.01%
68
– –
HLIO icon
563
Helios Technologies
HLIO
$2.56B
$16.8K ﹤0.01%
370
– –
SPPP
564
Sprott Physical Platinum and Palladium Trust
SPPP
$566M
$16.5K ﹤0.01%
1,640
– –
IWB icon
565
iShares Russell 1000 ETF
IWB
$47.9B
$16.5K ﹤0.01%
63
– –
RPM icon
566
RPM International
RPM
$14.3B
$16.2K ﹤0.01%
145
– –
LRGF icon
567
iShares US Equity Factor ETF
LRGF
$3.55B
$16.2K ﹤0.01%
335
– –
REGL icon
568
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.78B
$16.1K ﹤0.01%
219
– –
NPK icon
569
National Presto Industries
NPK
$884M
$16.1K ﹤0.01%
200
– –
THRM icon
570
Gentherm
THRM
$1.29B
$16K ﹤0.01%
306
– –
CHI
571
Calamos Convertible Opportunities and Income Fund
CHI
$994M
$15.9K ﹤0.01%
1,534
– –
HPE icon
572
Hewlett Packard
HPE
$60.4B
$15.8K ﹤0.01%
928
– –
NBTB icon
573
NBT Bancorp
NBTB
$2.79B
$15.6K ﹤0.01%
372
– –
NGG icon
574
National Grid
NGG
$81.3B
$15.6K ﹤0.01%
243
– –
CCI icon
575
Crown Castle
CCI
$33.1B
$15.6K ﹤0.01%
135
-43
-24% -$4.4K
21 22
23
24 25

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Trust held 735 positions worth $792M, up 8.1% from $733M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q4 2023 filing shows 30 new, 112 increased, 237 reduced and 32 closed positions. Its largest new stake was GXO Logistics: 3,175 shares worth $194K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2023 buy was GXO Logistics: 3,175 shares worth $194K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q4 2023, an estimated $588K increase.
  • Caldwell Trust's biggest Q4 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Trust fully exited Nuveen Quality Municipal Income Fund in Q4 2023, selling an estimated $169K.
  • Caldwell Trust's ten largest holdings make up 29% of its $792M portfolio in Q4 2023.
  • Caldwell Trust opened 30 new positions and closed 32 in Q4 2023.
  • Caldwell Trust's portfolio value rose 8.1% quarter-over-quarter to $792M.

Based on Caldwell Trust's 13F filing for Q4 2023, filed 1 Oct 2025.