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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.54%
2 Technology 18.34%
3 Financials 11.44%
4 Healthcare 10.61%
5 Consumer Discretionary 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDTF icon
551
Northern Trust iBoxx 5-Year Target Duration TIPS ETF
TDTF
$1.03B
$18.4K ﹤0.01%
800
– –
EFR
552
Eaton Vance Senior Floating-Rate Fund
EFR
$305M
$18.2K ﹤0.01%
1,500
– –
CHTR icon
553
Charter Communications
CHTR
$14.9B
$18K ﹤0.01%
41
– –
CAG icon
554
Conagra Brands
CAG
$7.23B
$18K ﹤0.01%
656
– –
TM icon
555
Toyota
TM
$227B
$18K ﹤0.01%
100
– –
BF.A icon
556
Brown-Forman Class A
BF.A
$12.3B
$17.7K ﹤0.01%
305
– –
BBY icon
557
Best Buy
BBY
$19.6B
$17.7K ﹤0.01%
255
– –
IEX icon
558
IDEX
IEX
$16.4B
$17.7K ﹤0.01%
85
– –
SPPP
559
Sprott Physical Platinum and Palladium Trust
SPPP
$589M
$17.7K ﹤0.01%
1,640
– –
PYPL icon
560
PayPal
PYPL
$45B
$17.2K ﹤0.01%
294
– –
IYJ icon
561
iShares US Industrials ETF
IYJ
$1.9B
$17.2K ﹤0.01%
170
– –
PRK icon
562
Park National Corp
PRK
$3.27B
$17.1K ﹤0.01%
181
– –
FTF
563
Franklin Limited Duration Income Trust
FTF
$227M
$17.1K ﹤0.01%
2,800
– –
UGI icon
564
UGI
UGI
$8.1B
$17K ﹤0.01%
741
– –
PFG icon
565
Principal Financial Group
PFG
$24.6B
$16.9K ﹤0.01%
235
– –
EWC icon
566
iShares MSCI Canada ETF
EWC
$6.8B
$16.7K ﹤0.01%
500
-106
-17% -$3.67K
BR icon
567
Broadridge
BR
$18.5B
$16.7K ﹤0.01%
93
– –
THRM icon
568
Gentherm
THRM
$1.14B
$16.6K ﹤0.01%
306
– –
CVLY
569
DELISTED
Codorus Valley Bancorp Inc
CVLY
$16.5K ﹤0.01%
884
– –
CCI icon
570
Crown Castle
CCI
$31B
$16.4K ﹤0.01%
178
-115
-39% -$11.9K
KDP icon
571
Keurig Dr Pepper
KDP
$42.4B
$16.3K ﹤0.01%
517
– –
CHI
572
Calamos Convertible Opportunities and Income Fund
CHI
$980M
$16.2K ﹤0.01%
1,534
– –
HYB
573
DELISTED
New America High Income Fund, Inc.
HYB
$16.1K ﹤0.01%
2,488
– –
HPE icon
574
Hewlett Packard
HPE
$81.3B
$16.1K ﹤0.01%
928
-98
-10% -$1.69K
CNK icon
575
Cinemark Holdings
CNK
$4B
$15.5K ﹤0.01%
842
– –
21 22
23
24 25

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Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 24% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.