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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDTF icon
551
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$18.4K ﹤0.01%
800
– –
EFR
552
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$18.2K ﹤0.01%
1,500
– –
CHTR icon
553
Charter Communications
CHTR
$16.5B
$18K ﹤0.01%
41
– –
CAG icon
554
Conagra Brands
CAG
$7.43B
$18K ﹤0.01%
656
– –
TM icon
555
Toyota
TM
$220B
$18K ﹤0.01%
100
– –
BF.A icon
556
Brown-Forman Class A
BF.A
$13.4B
$17.7K ﹤0.01%
305
– –
BBY icon
557
Best Buy
BBY
$18.8B
$17.7K ﹤0.01%
255
– –
IEX icon
558
IDEX
IEX
$16.6B
$17.7K ﹤0.01%
85
– –
SPPP
559
Sprott Physical Platinum and Palladium Trust
SPPP
$568M
$17.7K ﹤0.01%
1,640
– –
PYPL icon
560
PayPal
PYPL
$51.7B
$17.2K ﹤0.01%
294
– –
IYJ icon
561
iShares US Industrials ETF
IYJ
$2B
$17.2K ﹤0.01%
170
– –
PRK icon
562
Park National Corp
PRK
$3.71B
$17.1K ﹤0.01%
181
– –
FTF
563
Franklin Limited Duration Income Trust
FTF
$233M
$17.1K ﹤0.01%
2,800
– –
UGI icon
564
UGI
UGI
$7.99B
$17K ﹤0.01%
741
– –
PFG icon
565
Principal Financial Group
PFG
$24.6B
$16.9K ﹤0.01%
235
– –
EWC icon
566
iShares MSCI Canada ETF
EWC
$6.17B
$16.7K ﹤0.01%
500
-106
-17% -$3.67K
BR icon
567
Broadridge
BR
$18.4B
$16.7K ﹤0.01%
93
– –
THRM icon
568
Gentherm
THRM
$1.29B
$16.6K ﹤0.01%
306
– –
CVLY
569
DELISTED
Codorus Valley Bancorp Inc
CVLY
$16.5K ﹤0.01%
884
– –
CCI icon
570
Crown Castle
CCI
$33.5B
$16.4K ﹤0.01%
178
-115
-39% -$11.9K
KDP icon
571
Keurig Dr Pepper
KDP
$42.1B
$16.3K ﹤0.01%
517
– –
CHI
572
Calamos Convertible Opportunities and Income Fund
CHI
$997M
$16.2K ﹤0.01%
1,534
– –
HYB
573
DELISTED
New America High Income Fund, Inc.
HYB
$16.1K ﹤0.01%
2,488
– –
HPE icon
574
Hewlett Packard
HPE
$58.7B
$16.1K ﹤0.01%
928
-98
-10% -$1.69K
CNK icon
575
Cinemark Holdings
CNK
$4.06B
$15.5K ﹤0.01%
842
– –
21 22
23
24 25

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.