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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.75%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$721M
AUM Growth
+$13.6M
Cap. Flow
-$12.5M
Cap. Flow %
-1.74%
Top 10 Hldgs %
27.07%
Holding
753
New
27
Increased
117
Reduced
189
Closed
25

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.66M
2
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$627K
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$584K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$577K
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$547K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.01M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.61M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.46M
4
MSFT icon
Microsoft
MSFT
+$1.22M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 16.72%
2 Financials 10.91%
3 Healthcare 10.4%
4 Consumer Discretionary 8.57%
5 Consumer Staples 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BF.A icon
551
Brown-Forman Class A
BF.A
$13.7B
$19.9K ﹤0.01%
305
– –
AZN icon
552
AstraZeneca
AZN
$270B
$19.8K ﹤0.01%
143
– –
IEX icon
553
IDEX
IEX
$17.2B
$19.6K ﹤0.01%
85
– –
CSQ icon
554
Calamos Strategic Total Return Fund
CSQ
$3.18B
$19.3K ﹤0.01%
1,382
– –
KMX icon
555
CarMax
KMX
$8.63B
$19.3K ﹤0.01%
300
– –
FWRG icon
556
First Watch Restaurant Group
FWRG
$820M
$19.3K ﹤0.01%
1,200
– –
KBWB icon
557
Invesco KBW Bank ETF
KBWB
$6.81B
$18.9K ﹤0.01%
450
– –
IRM icon
558
Iron Mountain
IRM
$36.7B
$18.5K ﹤0.01%
350
– –
THRM icon
559
Gentherm
THRM
$1.32B
$18.5K ﹤0.01%
306
– –
MOS icon
560
The Mosaic Company
MOS
$7.22B
$18.4K ﹤0.01%
400
– –
CVLY
561
DELISTED
Codorus Valley Bancorp Inc
CVLY
$18.3K ﹤0.01%
884
– –
SBAC icon
562
SBA Communications
SBAC
$19.4B
$17.8K ﹤0.01%
68
– –
AVT icon
563
Avnet
AVT
$7.07B
$17.6K ﹤0.01%
390
– –
VMW
564
DELISTED
VMware, Inc
VMW
$17.6K ﹤0.01%
141
– –
FTF
565
Franklin Limited Duration Income Trust
FTF
$232M
$17.3K ﹤0.01%
2,800
– –
EWC icon
566
iShares MSCI Canada ETF
EWC
$6.19B
$17.1K ﹤0.01%
500
– –
IYJ icon
567
iShares US Industrials ETF
IYJ
$1.97B
$17K ﹤0.01%
170
– –
EFR
568
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$17K ﹤0.01%
1,500
– –
HYB
569
DELISTED
New America High Income Fund, Inc.
HYB
$16.9K ﹤0.01%
2,488
– –
HI
570
DELISTED
Hillenbrand
HI
$16.6K ﹤0.01%
350
– –
HPE icon
571
Hewlett Packard
HPE
$61.6B
$16.3K ﹤0.01%
1,026
– –
TXRH icon
572
Texas Roadhouse
TXRH
$13.8B
$16.2K ﹤0.01%
150
– –
CHI
573
Calamos Convertible Opportunities and Income Fund
CHI
$982M
$16.1K ﹤0.01%
1,534
– –
RA
574
Brookfield Real Assets Income Fund
RA
$706M
$16.1K ﹤0.01%
976
– –
CFR icon
575
Cullen/Frost Bankers
CFR
$10.6B
$16K ﹤0.01%
152
– –
21 22
23
24 25

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FLAM
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Caldwell Trust's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Trust held 753 positions worth $721M, up 1.9% from $707M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Caldwell Trust's Q1 2023 filing shows 27 new, 117 increased, 189 reduced and 25 closed positions. Its largest new stake was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $3.01M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q1 2023 buy was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $1.66M increase.
  • Caldwell Trust's biggest Q1 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $3.01M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2023, selling an estimated $1.61M.
  • Caldwell Trust's ten largest holdings make up 27% of its $721M portfolio in Q1 2023.
  • Caldwell Trust opened 27 new positions and closed 25 in Q1 2023.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $721M.

Based on Caldwell Trust's 13F filing for Q1 2023, filed 1 Oct 2025.