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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
551
McKesson
MCK
$103B
$17.6K ﹤0.01%
47
– –
MOS icon
552
The Mosaic Company
MOS
$7.31B
$17.5K ﹤0.01%
+400
New +$19.8K
IRM icon
553
Iron Mountain
IRM
$37.5B
$17.4K ﹤0.01%
+350
New +$17.7K
FTF
554
Franklin Limited Duration Income Trust
FTF
$233M
$17.4K ﹤0.01%
2,800
– –
VMW
555
DELISTED
VMware, Inc
VMW
$17.3K ﹤0.01%
141
– –
CNP icon
556
CenterPoint Energy
CNP
$29.1B
$16.7K ﹤0.01%
557
+100
+22% +$2.91K
HYB
557
DELISTED
New America High Income Fund, Inc.
HYB
$16.4K ﹤0.01%
2,488
– –
EFR
558
Eaton Vance Senior Floating-Rate Fund
EFR
$313M
$16.4K ﹤0.01%
1,500
– –
IYJ icon
559
iShares US Industrials ETF
IYJ
$2B
$16.4K ﹤0.01%
170
– –
HPE icon
560
Hewlett Packard
HPE
$59.3B
$16.4K ﹤0.01%
1,026
+98
+11% +$1.45K
EWC icon
561
iShares MSCI Canada ETF
EWC
$6.18B
$16.4K ﹤0.01%
500
– –
FWRG icon
562
First Watch Restaurant Group
FWRG
$796M
$16.2K ﹤0.01%
1,200
– –
AVT icon
563
Avnet
AVT
$7.03B
$16.2K ﹤0.01%
390
– –
CHI
564
Calamos Convertible Opportunities and Income Fund
CHI
$997M
$16.1K ﹤0.01%
1,534
– –
BCO icon
565
Brink's
BCO
$4.83B
$16.1K ﹤0.01%
300
– –
AMG icon
566
Affiliated Managers Group
AMG
$9.74B
$15.8K ﹤0.01%
100
– –
STX icon
567
Seagate
STX
$168B
$15.8K ﹤0.01%
300
-200
-40% -$10.6K
RA
568
Brookfield Real Assets Income Fund
RA
$703M
$15.8K ﹤0.01%
976
– –
SAL
569
DELISTED
Salisbury Bancorp, Inc.
SAL
$15.7K ﹤0.01%
500
– –
REGL icon
570
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.78B
$15.7K ﹤0.01%
219
– –
KMI icon
571
Kinder Morgan
KMI
$70.3B
$15.4K ﹤0.01%
850
+96
+13% +$1.73K
ROAD icon
572
Construction Partners
ROAD
$5.99B
$15.3K ﹤0.01%
+575
New +$16.5K
EA icon
573
Electronic Arts
EA
$52.4B
$15.3K ﹤0.01%
+125
New +$15.7K
IVZ icon
574
Invesco
IVZ
$13.3B
$15.2K ﹤0.01%
847
– –
GCOW icon
575
Pacer Global Cash Cows Dividend ETF
GCOW
$3.4B
$15K ﹤0.01%
+474
New +$14.4K
21 22
23
24 25

Similar funds

PTC
Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return
SL
Salomon & Ludwin Richmond, Virginia $1.12B AUM 14.38% 1-Year Est. Return
JAFL
Jay A. Fishman Ltd Troy, Michigan $1.12B AUM 32.75% 1-Year Est. Return
C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.