We are live on ! Find out more
CT

Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Miscellaneous 24.48%
2 Technology 14.02%
3 Healthcare 11.45%
4 Financials 11.43%
5 Consumer Discretionary 8.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
551
McKesson
MCK
$101B
$17.6K ﹤0.01%
47
– –
MOS icon
552
The Mosaic Company
MOS
$7.88B
$17.5K ﹤0.01%
+400
New +$19.8K
IRM icon
553
Iron Mountain
IRM
$33.7B
$17.4K ﹤0.01%
+350
New +$17.7K
FTF
554
Franklin Limited Duration Income Trust
FTF
$227M
$17.4K ﹤0.01%
2,800
– –
VMW
555
DELISTED
VMware, Inc
VMW
$17.3K ﹤0.01%
141
– –
CNP icon
556
CenterPoint Energy
CNP
$25.2B
$16.7K ﹤0.01%
557
+100
+22% +$2.91K
HYB
557
DELISTED
New America High Income Fund, Inc.
HYB
$16.4K ﹤0.01%
2,488
– –
EFR
558
Eaton Vance Senior Floating-Rate Fund
EFR
$305M
$16.4K ﹤0.01%
1,500
– –
IYJ icon
559
iShares US Industrials ETF
IYJ
$1.9B
$16.4K ﹤0.01%
170
– –
HPE icon
560
Hewlett Packard
HPE
$81.3B
$16.4K ﹤0.01%
1,026
+98
+11% +$1.45K
EWC icon
561
iShares MSCI Canada ETF
EWC
$6.8B
$16.4K ﹤0.01%
500
– –
FWRG icon
562
First Watch Restaurant Group
FWRG
$623M
$16.2K ﹤0.01%
1,200
– –
AVT icon
563
Avnet
AVT
$7.67B
$16.2K ﹤0.01%
390
– –
CHI
564
Calamos Convertible Opportunities and Income Fund
CHI
$980M
$16.1K ﹤0.01%
1,534
– –
BCO icon
565
Brink's
BCO
$4.34B
$16.1K ﹤0.01%
300
– –
AMG icon
566
Affiliated Managers Group
AMG
$9.05B
$15.8K ﹤0.01%
100
– –
STX icon
567
Seagate
STX
$188B
$15.8K ﹤0.01%
300
-200
-40% -$10.6K
RA
568
Brookfield Real Assets Income Fund
RA
$661M
$15.8K ﹤0.01%
976
– –
SAL
569
DELISTED
Salisbury Bancorp, Inc.
SAL
$15.7K ﹤0.01%
500
– –
REGL icon
570
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.69B
$15.7K ﹤0.01%
219
– –
KMI icon
571
Kinder Morgan
KMI
$70.1B
$15.4K ﹤0.01%
850
+96
+13% +$1.73K
ROAD icon
572
Construction Partners
ROAD
$5.35B
$15.3K ﹤0.01%
+575
New +$16.5K
EA
573
DELISTED
Electronic Arts
EA
$15.3K ﹤0.01%
+125
New +$15.7K
IVZ icon
574
Invesco
IVZ
$13.2B
$15.2K ﹤0.01%
847
– –
GCOW icon
575
Pacer Global Cash Cows Dividend ETF
GCOW
$3.5B
$15K ﹤0.01%
+474
New +$14.4K
21 22
23
24 25

Similar funds

CA
Continuum Advisory Eagle, Idaho $1.24B AUM 30.12% 1-Year Est. Return
RPC
Rossmore Private Capital Glastonbury, Connecticut $1.24B AUM 28.92% 1-Year Est. Return
APM
a16z Perennial Management Menlo Park, California $1.24B AUM 7.36% 1-Year Est. Return
FNT
First Nebraska Trust Lincoln, Nebraska $1.24B AUM 30.06% 1-Year Est. Return
SPC
Spirepoint Private Client Vero Beach, Florida $1.23B AUM 30.73% 1-Year Est. Return
LTAS
Linden Thomas Advisory Services Charlotte, North Carolina $1.24B AUM 47.37% 1-Year Est. Return
KA
Kintegral Advisory New York $1.23B AUM 40.07% 1-Year Est. Return
USAA
United Services Automobile Association San Antonio, Texas $1.24B AUM 2.91% 1-Year Est. Return

Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.