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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRK icon
551
Park National Corp
PRK
$3.75B
$22.1K ﹤0.01%
181
-400
-69% -$46.6K
BABA icon
552
Alibaba
BABA
$276B
$22.1K ﹤0.01%
149
-9
-6% -$1.64K
EPD icon
553
Enterprise Products Partners
EPD
$83.6B
$21.6K ﹤0.01%
1,000
-810
-45% -$18.4K
MTUM icon
554
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
$21.4K ﹤0.01%
122
– –
HPQ icon
555
HP
HPQ
$25.9B
$20.9K ﹤0.01%
764
– –
GL icon
556
Globe Life
GL
$13.9B
$20.7K ﹤0.01%
232
– –
JPS
557
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$20.5K ﹤0.01%
2,088
– –
IVZ icon
558
Invesco
IVZ
$13B
$20.4K ﹤0.01%
847
– –
RA
559
Brookfield Real Assets Income Fund
RA
$707M
$20.4K ﹤0.01%
976
– –
VCIT icon
560
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$20.2K ﹤0.01%
214
– –
DOC icon
561
Healthpeak Properties
DOC
$15.7B
$20.1K ﹤0.01%
600
– –
DTM icon
562
DT Midstream
DTM
$14.1B
$20.1K ﹤0.01%
+434
New +$19K
CVLY
563
DELISTED
Codorus Valley Bancorp Inc
CVLY
$19.9K ﹤0.01%
884
– –
PFG icon
564
Principal Financial Group
PFG
$24.6B
$19.1K ﹤0.01%
297
– –
BF.A icon
565
Brown-Forman Class A
BF.A
$13.4B
$19.1K ﹤0.01%
305
– –
BCO icon
566
Brink's
BCO
$4.87B
$19K ﹤0.01%
300
– –
LYB icon
567
LyondellBasell Industries
LYB
$18.8B
$19K ﹤0.01%
202
– –
IEFA icon
568
iShares Core MSCI EAFE ETF
IEFA
$187B
$18.6K ﹤0.01%
+250
New +$19K
TPR icon
569
Tapestry
TPR
$30.5B
$18.5K ﹤0.01%
500
– –
CCL icon
570
Carnival Corporation Ltd
CCL
$38.7B
$18.5K ﹤0.01%
740
– –
IUSG icon
571
iShares Core S&P US Growth ETF
IUSG
$31B
$18.4K ﹤0.01%
180
– –
IYJ icon
572
iShares US Industrials ETF
IYJ
$2B
$18.2K ﹤0.01%
170
– –
EWC icon
573
iShares MSCI Canada ETF
EWC
$6.18B
$18.1K ﹤0.01%
500
– –
TWTR
574
DELISTED
Twitter, Inc.
TWTR
$18.1K ﹤0.01%
300
– –
CFR icon
575
Cullen/Frost Bankers
CFR
$10.5B
$18K ﹤0.01%
152
– –
21 22
23
24 25

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.