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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
551
LyondellBasell Industries
LYB
$18.8B
$21K ﹤0.01%
202
– –
NPK icon
552
National Presto Industries
NPK
$884M
$20.4K ﹤0.01%
200
– –
OKE icon
553
Oneok
OKE
$55.9B
$20.3K ﹤0.01%
400
– –
ATHM icon
554
Autohome
ATHM
$2.65B
$20.2K ﹤0.01%
217
– –
RA
555
Brookfield Real Assets Income Fund
RA
$707M
$20.2K ﹤0.01%
976
– –
VCIT icon
556
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$19.9K ﹤0.01%
214
– –
CCL icon
557
Carnival Corporation Ltd
CCL
$38.7B
$19.6K ﹤0.01%
740
-120
-14% -$2.83K
MTUM icon
558
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
$19.6K ﹤0.01%
122
– –
YORW icon
559
York Water
YORW
$517M
$19.6K ﹤0.01%
400
– –
BF.A icon
560
Brown-Forman Class A
BF.A
$13.4B
$19.4K ﹤0.01%
305
– –
TWTR
561
DELISTED
Twitter, Inc.
TWTR
$19.1K ﹤0.01%
300
– –
DOC icon
562
Healthpeak Properties
DOC
$15.7B
$19K ﹤0.01%
600
– –
SBAC icon
563
SBA Communications
SBAC
$18.6B
$18.9K ﹤0.01%
68
– –
ABNB icon
564
Airbnb
ABNB
$90.9B
$18.8K ﹤0.01%
100
– –
PSA icon
565
Public Storage
PSA
$61.7B
$18.5K ﹤0.01%
75
-6
-7% -$1.4K
CNK icon
566
Cinemark Holdings
CNK
$4.09B
$18.4K ﹤0.01%
900
– –
IYJ icon
567
iShares US Industrials ETF
IYJ
$2B
$18K ﹤0.01%
170
– –
POOL icon
568
Pool Corp
POOL
$7B
$18K ﹤0.01%
52
– –
IAU icon
569
iShares Gold Trust
IAU
$62.5B
$17.9K ﹤0.01%
550
– –
PFG icon
570
Principal Financial Group
PFG
$24.6B
$17.8K ﹤0.01%
297
– –
IEX icon
571
IDEX
IEX
$16.6B
$17.8K ﹤0.01%
85
– –
EWC icon
572
iShares MSCI Canada ETF
EWC
$6.18B
$17K ﹤0.01%
500
-150
-23% -$4.92K
PRI icon
573
Primerica
PRI
$10B
$16.9K ﹤0.01%
114
– –
LW icon
574
Lamb Weston
LW
$7.51B
$16.7K ﹤0.01%
216
– –
HI
575
DELISTED
Hillenbrand
HI
$16.7K ﹤0.01%
350
– –
21 22
23
24 25

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.