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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$661M
AUM Growth
+$52.7M
Cap. Flow
-$4.87M
Cap. Flow %
-0.74%
Top 10 Hldgs %
30.8%
Holding
742
New
21
Increased
90
Reduced
175
Closed
27

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.53M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.14M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$622K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$319K
5
UL icon
Unilever
UL
+$284K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.1M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.21M
3
IBM icon
IBM
IBM
+$1.26M
4
XOM icon
ExxonMobil
XOM
+$912K
5
BF.A icon
Brown-Forman Class A
BF.A
+$503K

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Financials 10.11%
3 Healthcare 9.52%
4 Consumer Discretionary 9.33%
5 Industrials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLIR
551
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$18.5K ﹤0.01%
423
– –
LYB icon
552
LyondellBasell Industries
LYB
$18.8B
$18.5K ﹤0.01%
202
– –
MLM icon
553
Martin Marietta Materials
MLM
$35B
$18.5K ﹤0.01%
65
– –
HII icon
554
Huntington Ingalls Industries
HII
$11.8B
$18.4K ﹤0.01%
108
– –
VIS icon
555
Vanguard Industrials ETF
VIS
$8.22B
$18.4K ﹤0.01%
108
– –
DOC icon
556
Healthpeak Properties
DOC
$15.7B
$18.1K ﹤0.01%
600
-645
-52% -$18.8K
LNG icon
557
Cheniere Energy
LNG
$52.8B
$18K ﹤0.01%
300
– –
MKTX icon
558
MarketAxess Holdings
MKTX
$4.34B
$17.7K ﹤0.01%
31
– –
NPK icon
559
National Presto Industries
NPK
$884M
$17.7K ﹤0.01%
200
– –
ATI icon
560
ATI
ATI
$25.5B
$17.6K ﹤0.01%
+1,050
New +$13.3K
IAT icon
561
iShares US Regional Banks ETF
IAT
$682M
$17.6K ﹤0.01%
388
– –
ES icon
562
Eversource Energy
ES
$28.4B
$17.6K ﹤0.01%
203
– –
SIVB
563
DELISTED
SVB Financial Group
SIVB
$17.5K ﹤0.01%
45
– –
RA
564
Brookfield Real Assets Income Fund
RA
$707M
$17.4K ﹤0.01%
976
– –
RJF icon
565
Raymond James Financial
RJF
$34B
$17.2K ﹤0.01%
270
– –
HPQ icon
566
HP
HPQ
$25.9B
$17.2K ﹤0.01%
700
-508
-42% -$10.7K
LW icon
567
Lamb Weston
LW
$7.51B
$17K ﹤0.01%
216
– –
IEX icon
568
IDEX
IEX
$16.6B
$16.9K ﹤0.01%
85
– –
GGG icon
569
Graco
GGG
$13.3B
$16.7K ﹤0.01%
231
– –
HEI icon
570
HEICO Corp
HEI
$50.8B
$16.6K ﹤0.01%
125
– –
IYJ icon
571
iShares US Industrials ETF
IYJ
$2B
$16.5K ﹤0.01%
170
– –
TWTR
572
DELISTED
Twitter, Inc.
TWTR
$16.2K ﹤0.01%
300
– –
NEAR icon
573
iShares Short Maturity Bond ETF
NEAR
$4.82B
$16K ﹤0.01%
319
– –
IUSG icon
574
iShares Core S&P US Growth ETF
IUSG
$31B
$16K ﹤0.01%
180
– –
USIG icon
575
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$15.9K ﹤0.01%
256
– –
21 22
23
24 25

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2020 Portfolio in Review

As of Q4 2020, Caldwell Trust held 742 positions worth $661M, up 8.7% from $608M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust's Q4 2020 filing shows 21 new, 90 increased, 175 reduced and 27 closed positions. Its largest new stake was Teladoc Health: 1,025 shares worth $205K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2020 buy was Teladoc Health: 1,025 shares worth $205K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $7.53M increase.
  • Caldwell Trust's biggest Q4 2020 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.1M.
  • Caldwell Trust fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $196K.
  • Caldwell Trust's ten largest holdings make up 31% of its $661M portfolio in Q4 2020.
  • Caldwell Trust opened 21 new positions and closed 27 in Q4 2020.
  • Caldwell Trust's portfolio value rose 8.7% quarter-over-quarter to $661M.

Based on Caldwell Trust's 13F filing for Q4 2020, filed 2 Oct 2025.