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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Technology 18.34%
2 Financials 11.44%
3 Healthcare 10.61%
4 Consumer Discretionary 8.71%
5 Industrials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EG icon
526
Everest Group
EG
$15.8B
$23K ﹤0.01%
62
– –
REGN icon
527
Regeneron Pharmaceuticals
REGN
$72.3B
$23K ﹤0.01%
28
-22
-44% -$17.3K
PFL
528
PIMCO Income Strategy Fund
PFL
$383M
$23K ﹤0.01%
3,000
– –
DTM icon
529
DT Midstream
DTM
$14.2B
$22.6K ﹤0.01%
427
– –
MPLX icon
530
MPLX
MPLX
$60.4B
$22.6K ﹤0.01%
635
-200
-24% -$6.98K
BKLN icon
531
Invesco Senior Loan ETF
BKLN
$6.97B
$22.1K ﹤0.01%
1,055
– –
DELL icon
532
Dell
DELL
$254B
$22.1K ﹤0.01%
321
– –
BCO icon
533
Brink's
BCO
$4.83B
$21.8K ﹤0.01%
300
– –
ABR icon
534
Arbor Realty Trust
ABR
$979M
$21.3K ﹤0.01%
1,400
-450
-24% -$7.12K
KMX icon
535
CarMax
KMX
$8.32B
$21.2K ﹤0.01%
300
– –
BWZ icon
536
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$264M
$21.1K ﹤0.01%
819
– –
FWRG icon
537
First Watch Restaurant Group
FWRG
$794M
$20.7K ﹤0.01%
1,200
– –
HLIO icon
538
Helios Technologies
HLIO
$2.58B
$20.5K ﹤0.01%
370
– –
WCLD
539
WisdomTree Cloud Computing Fund
WCLD
$264M
$20.4K ﹤0.01%
690
-499
-42% -$15.8K
MDU icon
540
MDU Resources
MDU
$4.33B
$20.4K ﹤0.01%
1,877
– –
IQV icon
541
IQVIA
IQV
$40.5B
$20.1K ﹤0.01%
102
– –
LW icon
542
Lamb Weston
LW
$7.43B
$20K ﹤0.01%
216
– –
SU icon
543
Suncor Energy
SU
$75.6B
$19.9K ﹤0.01%
580
– –
IEO icon
544
iShares US Oil & Gas Exploration & Production ETF
IEO
$552M
$19.5K ﹤0.01%
+200
New +$19K
CSQ icon
545
Calamos Strategic Total Return Fund
CSQ
$3.2B
$19.4K ﹤0.01%
1,382
– –
IAT icon
546
iShares US Regional Banks ETF
IAT
$680M
$19.3K ﹤0.01%
575
– –
AZN icon
547
AstraZeneca
AZN
$267B
$19.3K ﹤0.01%
143
– –
MFC icon
548
Manulife Financial
MFC
$74.1B
$19K ﹤0.01%
1,040
– –
NI icon
549
NiSource
NI
$22B
$18.9K ﹤0.01%
767
– –
BNY
550
Bank of New York Mellon
BNY
$106B
$18.8K ﹤0.01%
441
-300
-40% -$13.4K
20 21
22
23 24

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.