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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.75%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$721M
AUM Growth
+$13.6M
Cap. Flow
-$12.5M
Cap. Flow %
-1.74%
Top 10 Hldgs %
27.07%
Holding
753
New
27
Increased
117
Reduced
189
Closed
25

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.66M
2
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$627K
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$584K
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$577K
5
GLDM icon
SPDR Gold MiniShares Trust
GLDM
+$547K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.01M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.61M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.46M
4
MSFT icon
Microsoft
MSFT
+$1.22M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.17M

Sector Composition

Rank Sector Weight
1 Technology 16.72%
2 Financials 10.91%
3 Healthcare 10.4%
4 Consumer Discretionary 8.57%
5 Consumer Staples 7.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLI
526
People Inc
PPLI
$3.16B
$24.5K ﹤0.01%
579
– –
USA icon
527
Liberty All-Star Equity Fund
USA
$1.8B
$24.4K ﹤0.01%
3,938
– –
PFL
528
PIMCO Income Strategy Fund
PFL
$383M
$24.4K ﹤0.01%
3,000
– –
HLIO icon
529
Helios Technologies
HLIO
$2.54B
$24.2K ﹤0.01%
370
– –
EVN
530
Eaton Vance Municipal Income Trust
EVN
$421M
$23.9K ﹤0.01%
2,360
– –
ARES icon
531
Ares Management
ARES
$28.3B
$23.8K ﹤0.01%
285
– –
CQP icon
532
Cheniere Energy
CQP
$31.3B
$23.7K ﹤0.01%
500
– –
DTM icon
533
DT Midstream
DTM
$14B
$23.5K ﹤0.01%
477
-351
-42% -$18.2K
TXT icon
534
Textron
TXT
$15.2B
$23.5K ﹤0.01%
333
– –
EA icon
535
Electronic Arts
EA
$52.4B
$23.1K ﹤0.01%
192
+67
+54% +$7.87K
MLM icon
536
Martin Marietta Materials
MLM
$34.6B
$23.1K ﹤0.01%
65
– –
NI icon
537
NiSource
NI
$21.6B
$23K ﹤0.01%
824
– –
LW icon
538
Lamb Weston
LW
$7.44B
$22.6K ﹤0.01%
216
– –
BWZ icon
539
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$265M
$22.3K ﹤0.01%
819
– –
EG icon
540
Everest Group
EG
$15.6B
$22.2K ﹤0.01%
62
– –
BKLN icon
541
Invesco Senior Loan ETF
BKLN
$6.97B
$21.9K ﹤0.01%
1,055
– –
TEL icon
542
TE Connectivity
TEL
$60.8B
$21.6K ﹤0.01%
165
– –
PRK icon
543
Park National Corp
PRK
$3.84B
$21.5K ﹤0.01%
181
– –
IEI icon
544
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$20.9K ﹤0.01%
178
-6,404
-97% -$744K
IAT icon
545
iShares US Regional Banks ETF
IAT
$680M
$20.6K ﹤0.01%
575
-118
-17% -$5.51K
SRLN icon
546
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$20.4K ﹤0.01%
491
– –
IQV icon
547
IQVIA
IQV
$40.7B
$20.3K ﹤0.01%
102
– –
BCO icon
548
Brink's
BCO
$5.08B
$20K ﹤0.01%
300
– –
SPPP
549
Sprott Physical Platinum and Palladium Trust
SPPP
$578M
$20K ﹤0.01%
1,640
– –
BBY icon
550
Best Buy
BBY
$19.2B
$20K ﹤0.01%
255
– –
20 21
22
23 24

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q1 2023 Portfolio in Review

As of Q1 2023, Caldwell Trust held 753 positions worth $721M, up 1.9% from $707M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Caldwell Trust's Q1 2023 filing shows 27 new, 117 increased, 189 reduced and 25 closed positions. Its largest new stake was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $3.01M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q1 2023 buy was Vanguard Intermediate-Term Bond ETF: 4,920 shares worth $378K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $1.66M increase.
  • Caldwell Trust's biggest Q1 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $3.01M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q1 2023, selling an estimated $1.61M.
  • Caldwell Trust's ten largest holdings make up 27% of its $721M portfolio in Q1 2023.
  • Caldwell Trust opened 27 new positions and closed 25 in Q1 2023.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $721M.

Based on Caldwell Trust's 13F filing for Q1 2023, filed 1 Oct 2025.