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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.54%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$792M
AUM Growth
+$59M
Cap. Flow
-$12M
Cap. Flow %
-1.51%
Top 10 Hldgs %
29.27%
Holding
735
New
30
Increased
112
Reduced
237
Closed
32

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$588K
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$586K
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$416K
4
SHEL icon
Shell
SHEL
+$368K
5
EA icon
Electronic Arts
EA
+$367K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$1.64M
2
HD icon
Home Depot
HD
+$932K
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$804K
4
PEP icon
PepsiCo
PEP
+$632K
5
CVX icon
Chevron
CVX
+$564K

Sector Composition

Rank Sector Weight
1 Technology 19.25%
2 Financials 11.63%
3 Healthcare 10.06%
4 Consumer Discretionary 8.96%
5 Industrials 7.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
501
iShares MSCI USA Quality Factor ETF
QUAL
$46.2B
$30.9K ﹤0.01%
210
+107
+104% +$14.8K
QDF icon
502
FlexShares Quality Dividend Index Fund
QDF
$2.23B
$30.8K ﹤0.01%
500
– –
SWK icon
503
Stanley Black & Decker
SWK
$14.6B
$30K ﹤0.01%
306
– –
VIS icon
504
Vanguard Industrials ETF
VIS
$8.22B
$30K ﹤0.01%
136
– –
OGS icon
505
ONE Gas
OGS
$5.06B
$29.7K ﹤0.01%
466
– –
CWB icon
506
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$28.9K ﹤0.01%
400
– –
FE icon
507
FirstEnergy
FE
$28.7B
$28K ﹤0.01%
763
– –
ARTY
508
iShares Future AI & Tech ETF
ARTY
$3.35B
$27.6K ﹤0.01%
800
– –
AMJ
509
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$27.5K ﹤0.01%
1,083
– –
FTV icon
510
Fortive
FTV
$19.5B
$26.7K ﹤0.01%
482
– –
MIDD icon
511
Middleby
MIDD
$6.11B
$26.6K ﹤0.01%
181
– –
BCO icon
512
Brink's
BCO
$4.87B
$26.4K ﹤0.01%
300
– –
EPD icon
513
Enterprise Products Partners
EPD
$83.6B
$26.4K ﹤0.01%
1,000
-400
-29% -$10.7K
BF.B icon
514
Brown-Forman Class B
BF.B
$13.3B
$26K ﹤0.01%
455
– –
NFJ
515
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$25.8K ﹤0.01%
2,050
– –
WBA
516
DELISTED
Walgreens Boots Alliance
WBA
$25.5K ﹤0.01%
977
-930
-49% -$20.8K
PFL
517
PIMCO Income Strategy Fund
PFL
$383M
$25.3K ﹤0.01%
3,000
– –
USA icon
518
Liberty All-Star Equity Fund
USA
$1.79B
$25.1K ﹤0.01%
3,938
– –
ENB icon
519
Enbridge
ENB
$121B
$25K ﹤0.01%
694
-488
-41% -$16.5K
CQP icon
520
Cheniere Energy
CQP
$31B
$24.9K ﹤0.01%
500
– –
PPLI
521
People Inc
PPLI
$3.13B
$24.9K ﹤0.01%
579
– –
AZN icon
522
AstraZeneca
AZN
$267B
$24.9K ﹤0.01%
185
+42
+29% +$5.46K
REGN icon
523
Regeneron Pharmaceuticals
REGN
$72.9B
$24.6K ﹤0.01%
28
– –
DELL icon
524
Dell
DELL
$253B
$24.6K ﹤0.01%
321
– –
NOVT icon
525
Novanta
NOVT
$5.04B
$24.4K ﹤0.01%
145
-35
-19% -$5.1K
19 20
21
22 23

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2023 Portfolio in Review

As of Q4 2023, Caldwell Trust held 735 positions worth $792M, up 8.1% from $733M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q4 2023 filing shows 30 new, 112 increased, 237 reduced and 32 closed positions. Its largest new stake was GXO Logistics: 3,175 shares worth $194K. The largest sale was Apple, an estimated $1.64M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.

  • Caldwell Trust's largest Q4 2023 buy was GXO Logistics: 3,175 shares worth $194K.
  • Caldwell Trust added most to iShares Core S&P 500 ETF in Q4 2023, an estimated $588K increase.
  • Caldwell Trust's biggest Q4 2023 reduction was Apple, cutting an estimated $1.64M.
  • Caldwell Trust fully exited Nuveen Quality Municipal Income Fund in Q4 2023, selling an estimated $169K.
  • Caldwell Trust's ten largest holdings make up 29% of its $792M portfolio in Q4 2023.
  • Caldwell Trust opened 30 new positions and closed 32 in Q4 2023.
  • Caldwell Trust's portfolio value rose 8.1% quarter-over-quarter to $792M.

Based on Caldwell Trust's 13F filing for Q4 2023, filed 1 Oct 2025.