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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.45%
3 Financials 11.43%
4 Consumer Discretionary 8.5%
5 Industrials 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGI icon
501
UGI
UGI
$7.92B
$27.5K ﹤0.01%
741
– –
LDEM icon
502
iShares ESG MSCI EM Leaders ETF
LDEM
$32M
$27.2K ﹤0.01%
639
+68
+12% +$2.91K
LKQ icon
503
LKQ Corp
LKQ
$6.77B
$26.7K ﹤0.01%
500
– –
HPQ icon
504
HP
HPQ
$25.9B
$25.9K ﹤0.01%
964
– –
CWB icon
505
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$25.7K ﹤0.01%
400
– –
PRK icon
506
Park National Corp
PRK
$3.75B
$25.5K ﹤0.01%
181
– –
CAG icon
507
Conagra Brands
CAG
$7.38B
$25.4K ﹤0.01%
656
– –
VIS icon
508
Vanguard Industrials ETF
VIS
$8.22B
$24.8K ﹤0.01%
136
– –
EFX icon
509
Equifax
EFX
$22B
$24.5K ﹤0.01%
126
-480
-79% -$87.7K
IDXX icon
510
Idexx Laboratories
IDXX
$44.9B
$24.5K ﹤0.01%
60
– –
NOVT icon
511
Novanta
NOVT
$5.04B
$24.5K ﹤0.01%
180
– –
PFL
512
PIMCO Income Strategy Fund
PFL
$383M
$24.3K ﹤0.01%
3,000
– –
EPD icon
513
Enterprise Products Partners
EPD
$83.6B
$24.1K ﹤0.01%
1,000
– –
TXT icon
514
Textron
TXT
$15.6B
$23.6K ﹤0.01%
333
– –
FTV icon
515
Fortive
FTV
$19.5B
$23.3K ﹤0.01%
482
+84
+21% +$4.07K
EVN
516
Eaton Vance Municipal Income Trust
EVN
$421M
$23.3K ﹤0.01%
+2,360
New +$23.2K
KBWB icon
517
Invesco KBW Bank ETF
KBWB
$6.9B
$23.2K ﹤0.01%
450
– –
SWK icon
518
Stanley Black & Decker
SWK
$14.6B
$23K ﹤0.01%
306
+71
+30% +$5.54K
NI icon
519
NiSource
NI
$21.9B
$22.6K ﹤0.01%
824
-3,000
-78% -$78.8K
USA icon
520
Liberty All-Star Equity Fund
USA
$1.79B
$22.4K ﹤0.01%
3,938
– –
QQQE icon
521
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$22.3K ﹤0.01%
350
– –
SPPP
522
Sprott Physical Platinum and Palladium Trust
SPPP
$566M
$22.3K ﹤0.01%
1,640
– –
BWZ icon
523
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$264M
$22.2K ﹤0.01%
819
– –
TM icon
524
Toyota
TM
$221B
$22.1K ﹤0.01%
162
+62
+62% +$8.64K
MLM icon
525
Martin Marietta Materials
MLM
$35B
$22K ﹤0.01%
65
– –
19 20
21
22 23

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.