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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$673M
AUM Growth
-$53.2M
Cap. Flow
-$14M
Cap. Flow %
-2.08%
Top 10 Hldgs %
28.37%
Holding
745
New
6
Increased
115
Reduced
187
Closed
24

Top Buys

Rank Stock Value
1
BXSL icon
Blackstone Secured Lending
BXSL
+$2.56M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$1.66M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.08M
4
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$418K
5
TMUS icon
T-Mobile US
TMUS
+$330K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.76M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.98M
3
GLD icon
SPDR Gold Trust
GLD
+$1.46M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$759K
5
MSFT icon
Microsoft
MSFT
+$552K

Sector Composition

Rank Sector Weight
1 Miscellaneous 26.73%
2 Technology 14.57%
3 Healthcare 10.91%
4 Financials 10.58%
5 Consumer Discretionary 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KDP icon
501
Keurig Dr Pepper
KDP
$42.1B
$27.9K ﹤0.01%
778
+528
+211% +$20K
OMC icon
502
Omnicom Group
OMC
$21.1B
$27.6K ﹤0.01%
438
– –
FCX icon
503
Freeport-McMoran
FCX
$101B
$27.3K ﹤0.01%
1,000
– –
EBAY icon
504
eBay
EBAY
$50.1B
$27K ﹤0.01%
734
– –
CQP icon
505
Cheniere Energy
CQP
$32B
$26.7K ﹤0.01%
500
– –
STX icon
506
Seagate
STX
$189B
$26.6K ﹤0.01%
500
-53
-10% -$3.83K
PPLI
507
People Inc
PPLI
$2.73B
$26.3K ﹤0.01%
579
– –
RSPT icon
508
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$26K ﹤0.01%
1,150
– –
NFLX icon
509
Netflix
NFLX
$301B
$25.9K ﹤0.01%
1,100
– –
FNCL icon
510
Fidelity MSCI Financials Index ETF
FNCL
$2.32B
$25.8K ﹤0.01%
600
– –
CWB icon
511
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.55B
$25.3K ﹤0.01%
400
– –
HPQ icon
512
HP
HPQ
$30.5B
$24K ﹤0.01%
964
-174
-15% -$5.34K
UGI icon
513
UGI
UGI
$8.12B
$24K ﹤0.01%
741
– –
PFL
514
PIMCO Income Strategy Fund
PFL
$360M
$23.9K ﹤0.01%
3,000
– –
EPD icon
515
Enterprise Products Partners
EPD
$84.2B
$23.8K ﹤0.01%
1,000
– –
LKQ icon
516
LKQ Corp
LKQ
$5.96B
$23.6K ﹤0.01%
500
– –
SPPP
517
Sprott Physical Platinum and Palladium Trust
SPPP
$590M
$23.5K ﹤0.01%
1,640
– –
LDEM icon
518
iShares ESG MSCI EM Leaders ETF
LDEM
$33.6M
$23.3K ﹤0.01%
571
+308
+117% +$14.1K
PFG icon
519
Principal Financial Group
PFG
$24.8B
$23.2K ﹤0.01%
322
– –
PRK icon
520
Park National Corp
PRK
$3.29B
$22.5K ﹤0.01%
181
– –
BKLN icon
521
Invesco Senior Loan ETF
BKLN
$6.79B
$22.2K ﹤0.01%
1,102
– –
KBWB icon
522
Invesco KBW Bank ETF
KBWB
$6.56B
$22.1K ﹤0.01%
450
– –
USA icon
523
Liberty All-Star Equity Fund
USA
$1.81B
$21.8K ﹤0.01%
3,938
– –
VIS icon
524
Vanguard Industrials ETF
VIS
$7.71B
$21.4K ﹤0.01%
136
– –
CAG icon
525
Conagra Brands
CAG
$7.25B
$21.4K ﹤0.01%
656
-1,000
-60% -$34.3K
19 20
21
22 23

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Caldwell Trust's Q3 2022 Portfolio in Review

As of Q3 2022, Caldwell Trust held 745 positions worth $673M, down 7.3% from $727M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Trading was light in Q3 2022: portfolio turnover was 4%. Caldwell Trust opened 6 new positions and exited 24, leaving the 745-position portfolio largely intact.

By sector, the portfolio is most concentrated in Miscellaneous at 27% of assets, down from 28% a quarter earlier, followed by Technology and Healthcare.

  • Caldwell Trust's largest Q3 2022 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 18,194 shares worth $1.67M.
  • Caldwell Trust added most to Blackstone Secured Lending in Q3 2022, an estimated $2.56M increase.
  • Caldwell Trust's biggest Q3 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.76M.
  • Caldwell Trust fully exited ProShares UltraPro S&P 500 in Q3 2022, selling an estimated $255K.
  • Caldwell Trust's ten largest holdings make up 28% of its $673M portfolio in Q3 2022.
  • Caldwell Trust opened 6 new positions and closed 24 in Q3 2022.
  • Caldwell Trust's portfolio value fell 7.3% quarter-over-quarter to $673M.

Based on Caldwell Trust's 13F filing for Q3 2022, filed 1 Oct 2025.