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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+10.51%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$870M
AUM Growth
+$78.4M
Cap. Flow
+$3.96M
Cap. Flow %
0.46%
Top 10 Hldgs %
32.07%
Holding
760
New
28
Increased
152
Reduced
150
Closed
17

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.54M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$1.75M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.45M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.15M
5
UPRO icon
ProShares UltraPro S&P 500
UPRO
+$505K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.2M
2
T icon
AT&T
T
+$1.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$840K
4
IBM icon
IBM
IBM
+$548K
5
AAPL icon
Apple
AAPL
+$539K

Sector Composition

Rank Sector Weight
1 Technology 16.88%
2 Financials 9.84%
3 Consumer Discretionary 9.28%
4 Healthcare 9.16%
5 Industrials 6.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWR icon
501
Quanta Services
PWR
$88.3B
$37.4K ﹤0.01%
326
– –
RSPT icon
502
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.39B
$37.3K ﹤0.01%
1,150
– –
DG icon
503
Dollar General
DG
$27.8B
$37.3K ﹤0.01%
158
+13
+9% +$2.87K
GBX icon
504
The Greenbrier Companies
GBX
$1.6B
$36.7K ﹤0.01%
800
– –
OGS icon
505
ONE Gas
OGS
$5.06B
$36.2K ﹤0.01%
466
– –
NOVT icon
506
Novanta
NOVT
$5.04B
$35.3K ﹤0.01%
200
– –
UGI icon
507
UGI
UGI
$7.92B
$34K ﹤0.01%
741
– –
FNCL icon
508
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$33.6K ﹤0.01%
600
– –
STOR
509
DELISTED
STORE Capital Corporation
STOR
$33.2K ﹤0.01%
966
– –
CWB icon
510
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
$33.2K ﹤0.01%
400
– –
BF.B icon
511
Brown-Forman Class B
BF.B
$13.3B
$33.2K ﹤0.01%
455
– –
ARTY
512
iShares Future AI & Tech ETF
ARTY
$3.35B
$33.1K ﹤0.01%
800
– –
PFL
513
PIMCO Income Strategy Fund
PFL
$383M
$32.9K ﹤0.01%
3,000
– –
MU icon
514
Micron Technology
MU
$927B
$32.6K ﹤0.01%
350
– –
OMC icon
515
Omnicom Group
OMC
$24.6B
$32.1K ﹤0.01%
438
– –
IAU icon
516
iShares Gold Trust
IAU
$62.5B
$31.6K ﹤0.01%
908
– –
PGR icon
517
Progressive
PGR
$128B
$30.8K ﹤0.01%
300
– –
LNT icon
518
Alliant Energy
LNT
$19.1B
$30.7K ﹤0.01%
500
– –
KBWB icon
519
Invesco KBW Bank ETF
KBWB
$6.9B
$30.5K ﹤0.01%
450
– –
SIVB
520
DELISTED
SVB Financial Group
SIVB
$30.5K ﹤0.01%
45
– –
TSN icon
521
Tyson Foods
TSN
$21.5B
$30.5K ﹤0.01%
350
– –
LNG icon
522
Cheniere Energy
LNG
$52.8B
$30.4K ﹤0.01%
300
– –
QQQE icon
523
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$29.9K ﹤0.01%
350
– –
TD icon
524
Toronto Dominion Bank
TD
$199B
$29.1K ﹤0.01%
380
– –
SCCO icon
525
Southern Copper
SCCO
$140B
$28.9K ﹤0.01%
505
-431
-46% -$24.1K
19 20
21
22 23

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JAFL
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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q4 2021 Portfolio in Review

As of Q4 2021, Caldwell Trust held 760 positions worth $870M, up 9.9% from $791M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Caldwell Trust's Q4 2021 filing shows 28 new, 152 increased, 150 reduced and 17 closed positions. Its largest new stake was ProShares UltraPro S&P 500: 7,300 shares worth $557K. The largest sale was iShares Floating Rate Bond ETF, an estimated $3.2M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Caldwell Trust's largest Q4 2021 buy was ProShares UltraPro S&P 500: 7,300 shares worth $557K.
  • Caldwell Trust added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q4 2021, an estimated $3.54M increase.
  • Caldwell Trust's biggest Q4 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.2M.
  • Caldwell Trust fully exited Cousins Properties in Q4 2021, selling an estimated $46.3K.
  • Caldwell Trust's ten largest holdings make up 32% of its $870M portfolio in Q4 2021.
  • Caldwell Trust opened 28 new positions and closed 17 in Q4 2021.
  • Caldwell Trust's portfolio value rose 9.9% quarter-over-quarter to $870M.

Based on Caldwell Trust's 13F filing for Q4 2021, filed 2 Oct 2025.