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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
-0.09%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$791M
AUM Growth
+$27.1M
Cap. Flow
+$31.2M
Cap. Flow %
3.95%
Top 10 Hldgs %
31.41%
Holding
758
New
21
Increased
178
Reduced
134
Closed
26

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$4.74M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.57M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.1M
4
HD icon
Home Depot
HD
+$1.63M
5
NVDA icon
NVIDIA
NVDA
+$1.03M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.4M
2
NEE icon
NextEra Energy
NEE
+$716K
3
GLD icon
SPDR Gold Trust
GLD
+$578K
4
RTX icon
RTX Corp
RTX
+$393K
5
T icon
AT&T
T
+$275K

Sector Composition

Rank Sector Weight
1 Technology 15.6%
2 Financials 10.41%
3 Consumer Discretionary 9.04%
4 Healthcare 8.86%
5 Industrials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DELL icon
501
Dell
DELL
$253B
$33.4K ﹤0.01%
633
– –
RSPT icon
502
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.39B
$33.1K ﹤0.01%
1,150
– –
ODFL icon
503
Old Dominion Freight Line
ODFL
$47.1B
$32.9K ﹤0.01%
230
– –
FCX icon
504
Freeport-McMoran
FCX
$88.6B
$32.5K ﹤0.01%
1,000
– –
FNCL icon
505
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$32.2K ﹤0.01%
600
– –
OMC icon
506
Omnicom Group
OMC
$24.6B
$31.7K ﹤0.01%
438
– –
UGI icon
507
UGI
UGI
$7.92B
$31.6K ﹤0.01%
741
-191
-20% -$8.73K
STOR
508
DELISTED
STORE Capital Corporation
STOR
$30.9K ﹤0.01%
966
– –
NOVT icon
509
Novanta
NOVT
$5.04B
$30.9K ﹤0.01%
200
– –
DG icon
510
Dollar General
DG
$27.8B
$30.8K ﹤0.01%
145
– –
BLV icon
511
Vanguard Long-Term Bond ETF
BLV
$5.81B
$30.7K ﹤0.01%
300
– –
BF.B icon
512
Brown-Forman Class B
BF.B
$13.3B
$30.5K ﹤0.01%
455
– –
HLIO icon
513
Helios Technologies
HLIO
$2.56B
$30.4K ﹤0.01%
370
– –
IAU icon
514
iShares Gold Trust
IAU
$62.5B
$30.3K ﹤0.01%
908
+358
+65% +$12.2K
AEO icon
515
American Eagle Outfitters
AEO
$3.04B
$30.3K ﹤0.01%
1,175
– –
KBWB icon
516
Invesco KBW Bank ETF
KBWB
$6.9B
$30.2K ﹤0.01%
450
– –
OGS icon
517
ONE Gas
OGS
$5.06B
$29.5K ﹤0.01%
466
+300
+181% +$21.4K
LNG icon
518
Cheniere Energy
LNG
$52.8B
$29.3K ﹤0.01%
300
– –
SIVB
519
DELISTED
SVB Financial Group
SIVB
$29.1K ﹤0.01%
45
– –
QQQE icon
520
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$29K ﹤0.01%
350
– –
LNT icon
521
Alliant Energy
LNT
$19.1B
$28K ﹤0.01%
500
– –
COR
522
DELISTED
Coresite Realty Corporation
COR
$27.7K ﹤0.01%
200
– –
TSN icon
523
Tyson Foods
TSN
$21.5B
$27.6K ﹤0.01%
350
– –
VTEB icon
524
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$27.4K ﹤0.01%
500
– –
BTI icon
525
British American Tobacco
BTI
$134B
$27.1K ﹤0.01%
769
– –
19 20
21
22 23

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C
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CNC
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MTCM
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AIM
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FLAM
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EC
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Caldwell Trust's Q3 2021 Portfolio in Review

As of Q3 2021, Caldwell Trust held 758 positions worth $791M, up 3.5% from $764M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Caldwell Trust deployed $31.2M of net new capital in Q3 2021, opening 21 new positions and adding to 178 existing holdings. Its largest new stake was Ventas: 2,120 shares worth $117K.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.4M trimmed.

  • Caldwell Trust's largest Q3 2021 buy was Ventas: 2,120 shares worth $117K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2021, an estimated $4.74M increase.
  • Caldwell Trust's biggest Q3 2021 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.4M.
  • Caldwell Trust fully exited iShares US Energy ETF in Q3 2021, selling an estimated $214K.
  • Caldwell Trust's ten largest holdings make up 31% of its $791M portfolio in Q3 2021.
  • Caldwell Trust opened 21 new positions and closed 26 in Q3 2021.
  • Caldwell Trust's portfolio value rose 3.5% quarter-over-quarter to $791M.

Based on Caldwell Trust's 13F filing for Q3 2021, filed 2 Oct 2025.