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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMC icon
501
Omnicom Group
OMC
$24.6B
$30.5K ﹤0.01%
411
– –
HRC
502
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$30.4K ﹤0.01%
275
-25
-8% -$2.6K
CF icon
503
CF Industries
CF
$18.9B
$30.2K ﹤0.01%
666
– –
TD icon
504
Toronto Dominion Bank
TD
$199B
$29.9K ﹤0.01%
459
– –
BTI icon
505
British American Tobacco
BTI
$134B
$29.8K ﹤0.01%
769
– –
BLV icon
506
Vanguard Long-Term Bond ETF
BLV
$5.81B
$29.4K ﹤0.01%
300
– –
DG icon
507
Dollar General
DG
$27.8B
$29.4K ﹤0.01%
145
– –
PGR icon
508
Progressive
PGR
$128B
$28.7K ﹤0.01%
300
– –
PWR icon
509
Quanta Services
PWR
$88.3B
$28.7K ﹤0.01%
326
– –
HPQ icon
510
HP
HPQ
$25.9B
$28.6K ﹤0.01%
900
+200
+29% +$5.52K
CAG icon
511
Conagra Brands
CAG
$7.38B
$28.4K ﹤0.01%
756
– –
DELL icon
512
Dell
DELL
$253B
$28.3K ﹤0.01%
633
– –
KBWB icon
513
Invesco KBW Bank ETF
KBWB
$6.9B
$27.9K ﹤0.01%
+450
New +$25.9K
ODFL icon
514
Old Dominion Freight Line
ODFL
$47.1B
$27.6K ﹤0.01%
230
– –
CAH icon
515
Cardinal Health
CAH
$54.5B
$27.3K ﹤0.01%
450
-920
-67% -$50.8K
VTEB icon
516
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$27.3K ﹤0.01%
500
– –
LNT icon
517
Alliant Energy
LNT
$19.1B
$27.1K ﹤0.01%
500
– –
IP icon
518
International Paper
IP
$23.3B
$27K ﹤0.01%
528
– –
ON icon
519
ON Semiconductor
ON
$32.8B
$26.9K ﹤0.01%
647
– –
QQQE icon
520
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$26.9K ﹤0.01%
350
– –
NOVT icon
521
Novanta
NOVT
$5.04B
$26.4K ﹤0.01%
200
– –
TSN icon
522
Tyson Foods
TSN
$21.5B
$26K ﹤0.01%
350
– –
BWZ icon
523
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$264M
$25.8K ﹤0.01%
819
– –
VIS icon
524
Vanguard Industrials ETF
VIS
$8.22B
$25.7K ﹤0.01%
136
+28
+26% +$4.99K
FTF
525
Franklin Limited Duration Income Trust
FTF
$233M
$25.7K ﹤0.01%
2,800
– –
19 20
21
22 23

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JAFL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
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MTCM
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AIM
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FLAM
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EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.