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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWZ icon
501
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$264M
$25.7K ﹤0.01%
819
– –
HRC
502
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$25.1K ﹤0.01%
300
– –
IT icon
503
Gartner
IT
$11.1B
$25K ﹤0.01%
200
– –
IJT icon
504
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.14B
$24.7K ﹤0.01%
280
– –
HES
505
DELISTED
Hess
HES
$24.6K ﹤0.01%
600
– –
NUS icon
506
Nu Skin
NUS
$256M
$24.4K ﹤0.01%
488
-37
-7% -$1.75K
RSPT icon
507
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
$24.2K ﹤0.01%
1,150
– –
NTR icon
508
Nutrien
NTR
$33.9B
$24.1K ﹤0.01%
615
– –
IEI icon
509
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$24K ﹤0.01%
180
– –
FTF
510
Franklin Limited Duration Income Trust
FTF
$232M
$23.9K ﹤0.01%
2,800
– –
WSM icon
511
Williams-Sonoma
WSM
$27.5B
$23.6K ﹤0.01%
522
– –
GBX icon
512
The Greenbrier Companies
GBX
$1.57B
$23.5K ﹤0.01%
800
– –
FBIN icon
513
Fortune Brands Innovations
FBIN
$5.86B
$23K ﹤0.01%
311
– –
AWP
514
abrdn Global Premier Properties Fund
AWP
$374M
$23K ﹤0.01%
1,660
– –
HPQ icon
515
HP
HPQ
$26B
$22.9K ﹤0.01%
1,208
-787
-39% -$14.4K
MIDD icon
516
Middleby
MIDD
$6.01B
$22.7K ﹤0.01%
253
– –
QQQE icon
517
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.32B
$22.6K ﹤0.01%
350
– –
BSCM
518
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$21.8K ﹤0.01%
1,000
– –
DELL icon
519
Dell
DELL
$239B
$21.7K ﹤0.01%
633
– –
SBAC icon
520
SBA Communications
SBAC
$19.8B
$21.7K ﹤0.01%
68
– –
WCN
521
Waste Connections
WCN
$43.6B
$21.6K ﹤0.01%
208
– –
NOVT icon
522
Novanta
NOVT
$4.91B
$21.3K ﹤0.01%
202
-24
-11% -$2.54K
TD icon
523
Toronto Dominion Bank
TD
$193B
$21.2K ﹤0.01%
459
-158
-26% -$7.36K
CMA
524
DELISTED
Comerica
CMA
$21K ﹤0.01%
549
– –
COR icon
525
Cencora
COR
$62B
$20.9K ﹤0.01%
216
– –
19 20
21
22 23

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SL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.