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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$33.4M
Cap. Flow
-$6.48M
Cap. Flow %
-0.88%
Top 10 Hldgs %
28.53%
Holding
760
New
4
Increased
120
Reduced
218
Closed
55

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.03M
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$637K
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$559K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.74M
2
VZ icon
Verizon
VZ
+$1.49M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$852K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$821K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$663K

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.54%
2 Technology 18.34%
3 Financials 11.44%
4 Healthcare 10.61%
5 Consumer Discretionary 8.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COR icon
476
Cencora
COR
$58.8B
$37.4K 0.01%
208
– –
FCX icon
477
Freeport-McMoran
FCX
$102B
$37.3K 0.01%
1,000
-122
-11% -$4.92K
TBX icon
478
ProShares Short 7-10 Year Treasury
TBX
$23.6M
$37.1K 0.01%
1,217
– –
BHP icon
479
BHP
BHP
$218B
$37K 0.01%
650
– –
TAXF icon
480
American Century Diversified Municipal Bond ETF
TAXF
$667M
$36.9K 0.01%
770
– –
FRME icon
481
First Merchants
FRME
$2.54B
$36.2K ﹤0.01%
1,300
– –
EIM
482
Eaton Vance Municipal Bond Fund
EIM
$467M
$35.9K ﹤0.01%
4,006
– –
KR icon
483
Kroger
KR
$36.1B
$35.8K ﹤0.01%
800
– –
GEN icon
484
Gen Digital
GEN
$17.5B
$34K ﹤0.01%
1,924
+1,744
+969% +$34K
GSK icon
485
GSK
GSK
$100B
$33.9K ﹤0.01%
936
-641
-41% -$22.8K
NEM icon
486
Newmont
NEM
$129B
$33.8K ﹤0.01%
915
– –
NDAQ icon
487
Nasdaq
NDAQ
$52.1B
$33.4K ﹤0.01%
687
-297
-30% -$15K
GNTX icon
488
Gentex
GNTX
$4.67B
$32.5K ﹤0.01%
1,000
– –
RSPT icon
489
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$32.4K ﹤0.01%
1,150
– –
HBAN icon
490
Huntington Bancshares
HBAN
$31.8B
$32.3K ﹤0.01%
3,108
– –
OSK icon
491
Oshkosh
OSK
$8.93B
$31.9K ﹤0.01%
334
– –
OGS icon
492
ONE Gas
OGS
$4.71B
$31.8K ﹤0.01%
466
– –
NLY icon
493
Annaly Capital Management
NLY
$15.9B
$31K ﹤0.01%
1,648
– –
OMC icon
494
Omnicom Group
OMC
$21.1B
$30.6K ﹤0.01%
411
-27
-6% -$2.23K
ROAD icon
495
Construction Partners
ROAD
$5.38B
$30.2K ﹤0.01%
825
+250
+43% +$8.25K
ARES icon
496
Ares Management
ARES
$28.4B
$29.3K ﹤0.01%
285
– –
TEL icon
497
TE Connectivity
TEL
$60.1B
$29.2K ﹤0.01%
236
+25
+12% +$3.34K
XYL icon
498
Xylem
XYL
$25.2B
$29.1K ﹤0.01%
320
– –
FNCL icon
499
Fidelity MSCI Financials Index ETF
FNCL
$2.32B
$27.9K ﹤0.01%
600
– –
WCN
500
Waste Connections
WCN
$39.1B
$27.9K ﹤0.01%
208
– –
18 19
20
21 22

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Caldwell Trust's Q3 2023 Portfolio in Review

As of Q3 2023, Caldwell Trust held 760 positions worth $733M, down 4.4% from $766M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Caldwell Trust's Q3 2023 filing shows 4 new, 120 increased, 218 reduced and 55 closed positions. Its largest new stake was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K. The largest sale was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $1.74M.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 24% a quarter earlier, followed by Technology and Financials.

  • Caldwell Trust's largest Q3 2023 buy was iShares US Oil & Gas Exploration & Production ETF: 200 shares worth $19.5K.
  • Caldwell Trust added most to State Street SPDR S&P 500 ETF Trust in Q3 2023, an estimated $1.48M increase.
  • Caldwell Trust's biggest Q3 2023 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $1.74M.
  • Caldwell Trust fully exited State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, selling an estimated $450K.
  • Caldwell Trust's ten largest holdings make up 29% of its $733M portfolio in Q3 2023.
  • Caldwell Trust opened 4 new positions and closed 55 in Q3 2023.
  • Caldwell Trust's portfolio value fell 4.4% quarter-over-quarter to $733M.

Based on Caldwell Trust's 13F filing for Q3 2023, filed 1 Oct 2025.