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Caldwell Trust Portfolio holdings

AUM $1.24B
1-Year Est. Return 28.29%
This Fund
S&P 500
This Quarter Est. Return
+10.05%
1 Year Est. Return
+28.29%
3 Year Est. Return
+86.97%
5 Year Est. Return
+109.98%
10 Year Est. Return
–
AUM
$707M
AUM Growth
+$33.8M
Cap. Flow
-$23.4M
Cap. Flow %
-3.31%
Top 10 Hldgs %
26.07%
Holding
752
New
31
Increased
116
Reduced
195
Closed
26

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$734K
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$600K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$561K
4
XOM icon
ExxonMobil
XOM
+$401K
5
MSFT icon
Microsoft
MSFT
+$336K

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.42M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$2.6M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.41M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.36M
5
AAPL icon
Apple
AAPL
+$946K

Sector Composition

Rank Sector Weight
1 Miscellaneous 24.48%
2 Technology 14.02%
3 Healthcare 11.45%
4 Financials 11.43%
5 Consumer Discretionary 8.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTI icon
476
British American Tobacco
BTI
$121B
$34.7K ﹤0.01%
869
– –
MIDD icon
477
Middleby
MIDD
$5.06B
$33.9K ﹤0.01%
253
– –
BNY
478
Bank of New York Mellon
BNY
$103B
$33.7K ﹤0.01%
741
– –
GM icon
479
General Motors
GM
$72.2B
$33.6K ﹤0.01%
+1,000
New +$37K
REGN icon
480
Regeneron Pharmaceuticals
REGN
$80.9B
$33.2K ﹤0.01%
46
+28
+156% +$20.7K
IAT icon
481
iShares US Regional Banks ETF
IAT
$622M
$33K ﹤0.01%
693
– –
NOW icon
482
ServiceNow
NOW
$141B
$33K ﹤0.01%
425
– –
GNTX icon
483
Gentex
GNTX
$4.67B
$32.7K ﹤0.01%
1,200
– –
F icon
484
Ford
F
$52.1B
$32.6K ﹤0.01%
2,800
+2,000
+250% +$25.7K
HCI icon
485
HCI Group
HCI
$2.31B
$31.7K ﹤0.01%
801
– –
MDU icon
486
MDU Resources
MDU
$3.9B
$31.6K ﹤0.01%
2,735
-1,094
-29% -$12.3K
PRAA icon
487
PRA Group
PRAA
$789M
$30.4K ﹤0.01%
900
– –
IJT icon
488
iShares S&P Small-Cap 600 Growth ETF
IJT
$7.87B
$30.3K ﹤0.01%
280
– –
K
489
DELISTED
Kellanova
K
$30K ﹤0.01%
448
– –
BF.B icon
490
Brown-Forman Class B
BF.B
$12B
$29.9K ﹤0.01%
455
– –
BAB icon
491
Invesco Taxable Municipal Bond ETF
BAB
$875M
$29.6K ﹤0.01%
1,150
– –
OSK icon
492
Oshkosh
OSK
$8.93B
$29.5K ﹤0.01%
334
-300
-47% -$25.7K
CCI icon
493
Crown Castle
CCI
$31.3B
$29.2K ﹤0.01%
215
-19
-8% -$2.57K
FNCL icon
494
Fidelity MSCI Financials Index ETF
FNCL
$2.32B
$28.8K ﹤0.01%
600
– –
CQP icon
495
Cheniere Energy
CQP
$31.9B
$28.4K ﹤0.01%
500
– –
PFG icon
496
Principal Financial Group
PFG
$24.8B
$28.1K ﹤0.01%
335
+13
+4% +$1.11K
PYPL icon
497
PayPal
PYPL
$45.1B
$28.1K ﹤0.01%
394
-400
-50% -$32K
RSPT icon
498
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$27.9K ﹤0.01%
1,150
– –
IJS icon
499
iShares S&P Small-Cap 600 Value ETF
IJS
$7.89B
$27.9K ﹤0.01%
+305
New +$28.1K
WCN
500
Waste Connections
WCN
$39.1B
$27.6K ﹤0.01%
208
– –
18 19
20
21 22

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Caldwell Trust's Q4 2022 Portfolio in Review

As of Q4 2022, Caldwell Trust held 752 positions worth $707M, up 5% from $673M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Caldwell Trust withdrew a net $23.4M in Q4 2022, closing 26 positions and reducing 195 holdings. Its most notable exit was Ionis Pharmaceuticals, an estimated $177K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 24% of assets, down from 27% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Caldwell Trust opened a new position in EQT Corp worth $59.2K.

  • Caldwell Trust's largest Q4 2022 buy was EQT Corp: 1,750 shares worth $59.2K.
  • Caldwell Trust added most to iShares 3-7 Year Treasury Bond ETF in Q4 2022, an estimated $734K increase.
  • Caldwell Trust's biggest Q4 2022 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $5.42M.
  • Caldwell Trust fully exited Ionis Pharmaceuticals in Q4 2022, selling an estimated $177K.
  • Caldwell Trust's ten largest holdings make up 26% of its $707M portfolio in Q4 2022.
  • Caldwell Trust opened 31 new positions and closed 26 in Q4 2022.
  • Caldwell Trust's portfolio value rose 5% quarter-over-quarter to $707M.

Based on Caldwell Trust's 13F filing for Q4 2022, filed 1 Oct 2025.