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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+5.67%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$717M
AUM Growth
+$56.1M
Cap. Flow
+$23.2M
Cap. Flow %
3.23%
Top 10 Hldgs %
29.95%
Holding
735
New
20
Increased
166
Reduced
128
Closed
25

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.01M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.38M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.16M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$989K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$905K

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$2.61M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.09M
3
NIC icon
Nicolet Bankshares
NIC
+$1.21M
4
GLD icon
SPDR Gold Trust
GLD
+$801K
5
AAPL icon
Apple
AAPL
+$456K

Sector Composition

Rank Sector Weight
1 Technology 14.6%
2 Financials 10.39%
3 Healthcare 9.27%
4 Consumer Discretionary 9.12%
5 Industrials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBX icon
476
The Greenbrier Companies
GBX
$1.57B
$37.8K 0.01%
800
– –
BAB icon
477
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$36.8K 0.01%
1,150
– –
JPS
478
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$36.6K 0.01%
3,765
-4
-0.1% -$38
IT icon
479
Gartner
IT
$11.1B
$36.5K 0.01%
200
– –
SLV icon
480
iShares Silver Trust
SLV
$27.7B
$36.3K 0.01%
1,600
– –
COKE icon
481
Coca-Cola Consolidated
COKE
$12.8B
$36.1K 0.01%
1,250
– –
PFL
482
PIMCO Income Strategy Fund
PFL
$382M
$36K 0.01%
3,000
– –
EG icon
483
Everest Group
EG
$15.6B
$35.9K 0.01%
145
– –
IJT icon
484
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$35.9K 0.01%
280
– –
BABA icon
485
Alibaba
BABA
$276B
$35.8K 0.01%
158
-87
-36% -$21.4K
BNY
486
Bank of New York Mellon
BNY
$103B
$35K ﹤0.01%
741
-365
-33% -$16.1K
ARTY
487
iShares Future AI & Tech ETF
ARTY
$3.21B
$34.5K ﹤0.01%
800
– –
AEO icon
488
American Eagle Outfitters
AEO
$2.94B
$34.4K ﹤0.01%
1,175
– –
PRAA icon
489
PRA Group
PRAA
$672M
$33.4K ﹤0.01%
900
– –
NTR icon
490
Nutrien
NTR
$33.9B
$33.1K ﹤0.01%
615
– –
FCX icon
491
Freeport-McMoran
FCX
$86.2B
$32.9K ﹤0.01%
+1,000
New +$32.4K
JKHY icon
492
Jack Henry & Associates
JKHY
$11.4B
$32.3K ﹤0.01%
213
– –
VV icon
493
Vanguard Morningstar Large-Cap ETF
VV
$51.2B
$31.5K ﹤0.01%
+170
New +$30.8K
BF.B icon
494
Brown-Forman Class B
BF.B
$13.5B
$31.4K ﹤0.01%
455
– –
SPPP
495
Sprott Physical Platinum and Palladium Trust
SPPP
$568M
$31.1K ﹤0.01%
1,640
– –
RSPT icon
496
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.31B
$31K ﹤0.01%
1,150
– –
SHOP icon
497
Shopify
SHOP
$168B
$31K ﹤0.01%
280
– –
BRO icon
498
Brown & Brown
BRO
$25.1B
$30.9K ﹤0.01%
676
– –
MU icon
499
Micron Technology
MU
$835B
$30.9K ﹤0.01%
350
– –
LKQ icon
500
LKQ Corp
LKQ
$6.72B
$30.8K ﹤0.01%
727
-267
-27% -$10.5K
18 19
20
21 22

Similar funds

SL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
NOSC
North of South Capital London, United Kingdom $1.11B AUM 16.64% 1-Year Est. Return

Caldwell Trust's Q1 2021 Portfolio in Review

As of Q1 2021, Caldwell Trust held 735 positions worth $717M, up 8.5% from $661M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust deployed $23.2M of net new capital in Q1 2021, opening 20 new positions and adding to 166 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $2.61M trimmed.

  • Caldwell Trust's largest Q1 2021 buy was State Street SPDR Portfolio S&P 500 Value ETF: 9,375 shares worth $355K.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2021, an estimated $6.01M increase.
  • Caldwell Trust's biggest Q1 2021 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $2.61M.
  • Caldwell Trust fully exited iShares Evolved U.S. Consumer Staples ETF in Q1 2021, selling an estimated $146K.
  • Caldwell Trust's ten largest holdings make up 30% of its $717M portfolio in Q1 2021.
  • Caldwell Trust opened 20 new positions and closed 25 in Q1 2021.
  • Caldwell Trust's portfolio value rose 8.5% quarter-over-quarter to $717M.

Based on Caldwell Trust's 13F filing for Q1 2021, filed 2 Oct 2025.