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Caldwell Trust Portfolio holdings

AUM $1.12B
1-Year Est. Return 21.31%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+21.31%
3 Year Est. Return
+74.08%
5 Year Est. Return
+93.02%
10 Year Est. Return
–
AUM
$608M
AUM Growth
+$11.3M
Cap. Flow
-$33M
Cap. Flow %
-5.42%
Top 10 Hldgs %
30.47%
Holding
776
New
17
Increased
52
Reduced
303
Closed
55

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$7.85M
2
NIC icon
Nicolet Bankshares
NIC
+$1.8M
3
AON icon
Aon
AON
+$1.34M
4
GLD icon
SPDR Gold Trust
GLD
+$1.3M
5
IBM icon
IBM
IBM
+$778K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.77M
2
AMZN icon
Amazon
AMZN
+$1.99M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.91M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.43M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.25M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Consumer Discretionary 10.03%
3 Healthcare 9.92%
4 Financials 9.54%
5 Consumer Staples 7.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPB icon
476
Campbell Soup
CPB
$6.85B
$30.5K 0.01%
631
– –
EVRG icon
477
Evergy
EVRG
$19.4B
$30.5K 0.01%
600
+389
+184% +$21.7K
DG icon
478
Dollar General
DG
$28.4B
$30.4K 0.01%
145
– –
PFL
479
PIMCO Income Strategy Fund
PFL
$382M
$30.4K 0.01%
3,000
– –
FRME icon
480
First Merchants
FRME
$2.69B
$30.1K ﹤0.01%
1,300
– –
COKE icon
481
Coca-Cola Consolidated
COKE
$12.8B
$30.1K ﹤0.01%
1,250
– –
ESGV icon
482
Vanguard ESG US Stock ETF
ESGV
$12.8B
$29.4K ﹤0.01%
475
– –
CERN
483
DELISTED
Cerner Corp
CERN
$29.1K ﹤0.01%
402
– –
EG icon
484
Everest Group
EG
$15.6B
$28.6K ﹤0.01%
145
– –
SHOP icon
485
Shopify
SHOP
$168B
$28.6K ﹤0.01%
280
– –
EPD icon
486
Enterprise Products Partners
EPD
$83.7B
$28.6K ﹤0.01%
1,810
-800
-31% -$14K
HBAN icon
487
Huntington Bancshares
HBAN
$34B
$28.5K ﹤0.01%
3,108
-3,100
-50% -$28.9K
PGR icon
488
Progressive
PGR
$128B
$28.4K ﹤0.01%
300
– –
RDS.A
489
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$27.9K ﹤0.01%
1,108
-3,227
-74% -$97.6K
BTI icon
490
British American Tobacco
BTI
$136B
$27.8K ﹤0.01%
769
– –
KMX icon
491
CarMax
KMX
$8.39B
$27.6K ﹤0.01%
300
– –
LKQ icon
492
LKQ Corp
LKQ
$6.72B
$27.6K ﹤0.01%
994
-13
-1% -$383
STX icon
493
Seagate
STX
$174B
$27.2K ﹤0.01%
553
– –
CAG icon
494
Conagra Brands
CAG
$7.42B
$27K ﹤0.01%
756
– –
RS icon
495
Reliance Steel & Aluminium
RS
$20.6B
$26.7K ﹤0.01%
262
– –
FTNT icon
496
Fortinet
FTNT
$112B
$26.5K ﹤0.01%
1,125
– –
DY icon
497
Dycom Industries
DY
$11.2B
$26.4K ﹤0.01%
500
– –
MHK icon
498
Mohawk Industries
MHK
$6.91B
$26.3K ﹤0.01%
270
– –
ARTY
499
iShares Future AI & Tech ETF
ARTY
$3.21B
$26.2K ﹤0.01%
800
-200
-20% -$6.42K
SPPP
500
Sprott Physical Platinum and Palladium Trust
SPPP
$568M
$26K ﹤0.01%
1,640
– –
18 19
20
21 22

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SL
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C
Chescapmanager Baltimore, Maryland $1.12B AUM 67.49% 1-Year Est. Return
CNC
Canandaigua National Corp Canandaigua, New York $1.12B AUM
MTCM
Mint Tower Capital Management Amsterdam, Netherlands $1.12B AUM 19.06% 1-Year Est. Return
AIM
Advyzon Investment Management Lisle, Illinois $1.12B AUM 22.08% 1-Year Est. Return
FLAM
First Light Asset Management Edina, Minnesota $1.12B AUM 114.45% 1-Year Est. Return
EC
Estate Counselors Thiensville, Wisconsin $1.12B AUM 20.13% 1-Year Est. Return
RIM
Rockbridge Investment Management Syracuse, New York $1.11B AUM 13.62% 1-Year Est. Return

Caldwell Trust's Q3 2020 Portfolio in Review

As of Q3 2020, Caldwell Trust held 776 positions worth $608M, up 1.9% from $597M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Caldwell Trust withdrew a net $33M in Q3 2020, closing 55 positions and reducing 303 holdings. Its most notable exit was Las Vegas Sands, an estimated $115K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Caldwell Trust opened a new position in Nicolet Bankshares worth $1.72M.

  • Caldwell Trust's largest Q3 2020 buy was Nicolet Bankshares: 31,526 shares worth $1.72M.
  • Caldwell Trust added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2020, an estimated $7.85M increase.
  • Caldwell Trust's biggest Q3 2020 reduction was Apple, cutting an estimated $2.77M.
  • Caldwell Trust fully exited Las Vegas Sands in Q3 2020, selling an estimated $115K.
  • Caldwell Trust's ten largest holdings make up 30% of its $608M portfolio in Q3 2020.
  • Caldwell Trust opened 17 new positions and closed 55 in Q3 2020.
  • Caldwell Trust's portfolio value rose 1.9% quarter-over-quarter to $608M.

Based on Caldwell Trust's 13F filing for Q3 2020, filed 2 Oct 2025.